Evofem Biosciences, Inc. 22,665,000 Shares of Common Stock 12,835,000 Pre- Funded Warrants to Purchase Shares of Common Stock and Warrants to Purchase 71,000,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • May 23rd, 2022 • Evofem Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 23rd, 2022 Company Industry JurisdictionEvofem Biosciences, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) (i) an aggregate of (a) 22,665,000 shares of common stock (the “Common Stock”), par value $0.0001 per share (the “Firm Shares”), and (b) 12,835,000 pre-funded warrants (the “Pre-Funded Warrants”) to purchase 12,835,000 shares of Common Stock at an exercise price of $0.001 per share and (ii) 71,000,000 common stock warrants to purchase 71,000,000 shares of Common Stock (the “Common Warrants” and, collectively with the Firm Shares and the Pre-Funded Warrants, the “Firm Securities”). The amount and form of the Firm Securities to be purchased by the Underwriters is set forth opposite its name on Schedule A hereto. In addition, the Company has granted to the Underwriters an option to purchase no additional shares of Common Stock (the “Option Shares”) and/or no Common Warrants to purchase shares of Common Stock (the “Option Warrants
Evofem Biosciences, Inc. 50,000,000 Shares of Common Stock No Pre-Funded Warrants to Purchase Shares of Common Stock and Warrants to Purchase 50,000,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • May 19th, 2021 • Evofem Biosciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 19th, 2021 Company Industry JurisdictionEvofem Biosciences, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) (i) an aggregate of (a) 50,000,000 shares of common stock (the “Common Stock”), par value $0.0001 per share (the “Firm Shares”), and (b) no pre-funded warrants (the “Pre-Funded Warrants”) to purchase shares of Common Stock at an exercise price of $0.01 per share and (ii) 50,000,000 common stock warrants to purchase 50,000,000 shares of Common Stock (the “Common Warrants” and, collectively with the Firm Shares and the Pre-Funded Warrants, the “Firm Securities”). The amount and form of the Firm Securities to be purchased by the Underwriters is set forth opposite its name on Schedule A hereto. In addition, the Company has granted to the Underwriters an option to purchase up to an additional 7,500,000 shares of Common Stock (the “Option Shares”) and/or 7,500,000 Common Warrants to purchase up to an aggregate of 7,500,000 shares of
EX-1.1 2 d485869dex11.htm EX-1.1 Taiwan Liposome Company, Ltd. [•] American Depositary Shares (par value NT$10 per share) Underwriting Agreement [DATE] Cantor Fitzgerald & Co. As Representative of the several Underwriters listed in Schedule A hereto...Underwriting Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionTaiwan Liposome Company, Ltd., a Taiwanese stock corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of [•] American Depositary Shares (“ADSs”), representing two shares of common stock (the “Common Stock”), nominal value NT$10 per share (the “Firm Securities”) pursuant to this underwriting agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [•] ADSs representing [•] shares of Common Stock pursuant to such option, which are collectively called the “Option Securities.” The Firm Securities and, if and to the extent such option is exercised, the Option Securities, are collectively called the “Offered Securities.” Cantor Fitzgerald & Co. (“Cantor”) has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Offered Securities. To the extent
Intec Pharma Ltd. 15,280,000 Ordinary Shares Pre-Funded Warrants to Purchase 970,000 Ordinary Shares Ordinary Warrants to Purchase 16,250,000 Ordinary Shares Underwriting Agreement (this “Agreement”)Underwriting Agreement • February 3rd, 2020 • Intec Pharma Ltd. • Pharmaceutical preparations
Contract Type FiledFebruary 3rd, 2020 Company IndustryIntec Pharma Ltd., a company organized and existing under the laws of the State of Israel, public company number 513022780 (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of (a) 15,280,000 ordinary shares (the “Firm Shares”), no par value, of the Company (the “Ordinary Shares”), (b) 970,000 pre-funded warrants to purchase 970,000 Ordinary Shares at an exercise price of $0.001 per share (the “Pre-Funded Warrants”) and (c) warrants to purchase 16,250,000 Ordinary Shares at an exercise price of $0.40 per share (the “Ordinary Warrants” and, collectively with the Pre-Funded Warrants and the Firm Shares, the “Firm Securities”). The amount and form of the Firm Securities to be purchased by each Underwriter is set forth opposite its name on Schedule A hereto. The Company also proposes to sell to each Underwriter, at the option of such Underwriter, up to (i) an additional 2,437,500 Ordinary Shares (the “Option Shares”
Sol-Gel Technologies Ltd. 1,250,000 Ordinary Shares (Par Value NIS 0.1 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • August 8th, 2019 • Sol-Gel Technologies Ltd. • Pharmaceutical preparations • New York
Contract Type FiledAugust 8th, 2019 Company Industry JurisdictionIntroductory. Sol-Gel Technologies Ltd., a company organized under the laws of the State of Israel (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 1,250,000 ordinary shares of the Company, par value NIS 0.1 per share (the “Ordinary Shares”). The 1,250,000 Ordinary Shares to be sold by the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters an option to purchase up to an additional 187,500 Ordinary Shares as provided in Section 2. The additional 187,500 Ordinary Shares to be sold pursuant to such option are called the “Optional Shares.” The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Offered Shares.” Jefferies LLC (“Jefferies”) has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Offered Shares. To
PLURISTEM THERAPEUTICS INC. 27,142,858 Shares and Warrants to purchase 27,142,858 Shares UNDERWRITING AGREEMENTUnderwriting Agreement • May 6th, 2019 • Pluristem Therapeutics Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 6th, 2019 Company Industry JurisdictionPLURISTEM THERAPEUTICS INC., a Nevada corporation (the “Company”), proposes to issue and sell to Ladenburg Thalmann & Co. Inc. (the “Representative”) and the other underwriters listed on Schedule I hereto (collectively, with the Representative, the “Underwriters”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (the “Agreement”) in a public offering (the “Offering”), an aggregate of 27,142,858 shares (the “Shares”) of its common stock, par value $0.00001 per share (the “Common Stock”), and warrants (each whole warrant, a “Warrant”) to purchase up to an aggregate of 27,142,858 shares of Common Stock. The Shares to be sold by the Company are called the “Firm Shares.” The Firm Shares and the Warrants will be sold as units (the “Units”), with each Unit consisting of one Share and a Warrant to purchase one Share. In addition, the Company has granted to the Underwriters an option to purchase up to an additional 1,428,571 Shares as provided in Secti
3,000,000 Shares of Common Stock Medpace Holdings, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • June 13th, 2018 • Medpace Holdings, Inc. • Services-commercial physical & biological research • New York
Contract Type FiledJune 13th, 2018 Company Industry Jurisdiction
3,000,000 Shares of Common Stock Medpace Holdings, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • May 4th, 2018 • Medpace Holdings, Inc. • Services-commercial physical & biological research • New York
Contract Type FiledMay 4th, 2018 Company Industry Jurisdiction
Taiwan Liposome Company, Ltd. [•] American Depositary Shares (par value NT$10 per share) Underwriting AgreementUnderwriting Agreement • April 16th, 2018 • Taiwan Liposome Company, Ltd. • Pharmaceutical preparations • New York
Contract Type FiledApril 16th, 2018 Company Industry JurisdictionTaiwan Liposome Company, Ltd., a Taiwanese stock corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of [•] American Depositary Shares (“ADSs”), representing two shares of common stock (the “Common Stock”), nominal value NT$10 per share (the “Firm Securities”) pursuant to this underwriting agreement (the “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional [•] ADSs representing [•] shares of Common Stock pursuant to such option, which are collectively called the “Option Securities.” The Firm Securities and, if and to the extent such option is exercised, the Option Securities, are collectively called the “Offered Securities.” Cantor Fitzgerald & Co. (“Cantor”) has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Offered Securities. To the extent
Shares of Common Stock Gladstone Land Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • May 15th, 2015 • GLADSTONE LAND Corp • Real estate investment trusts • New York
Contract Type FiledMay 15th, 2015 Company Industry Jurisdiction