Common Contracts
9 similar Underwriting Agreement contracts by Endocyte Inc, Ram Energy Resources Inc, T3 Motion, Inc., others
EX-1.1 2 d661590dex11.htm FORM OF UNDERWRITING AGREEMENT [•] Shares Trupanion, Inc. Common Stock ($0.00001 Par Value Per Share) UNDERWRITING AGREEMENT July , 2014 RBC Capital Markets, LLC Barclays Capital Inc. Stifel, Nicolaus & Company, Incorporated...Underwriting Agreement • May 5th, 2020 • New York
Trupanion, Inc., a Delaware corporation (the “Issuer”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom RBC Capital Markets, LLC, Barclays Capital Inc. and Stifel, Nicolaus & Company, Incorporated are acting as the representatives (“you” or the “Representatives”) an aggregate of [•] shares of the Issuer’s Common Stock, $0.00001 par value per share (the “Firm Securities”). The respective amounts of the Firm Securities to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Issuer also proposes to sell at the Underwriters’ option an aggregate of up to [•] additional shares of the Issuer’s Common Stock (the “Option Securities”), as set forth below.
•] Shares Trupanion, Inc. Common Stock ($0.00001 Par Value Per Share) UNDERWRITING AGREEMENT July , 2014Underwriting Agreement • July 7th, 2014 • Trupanion Inc. • Hospital & medical service plans • New York
Trupanion, Inc., a Delaware corporation (the “Issuer”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom RBC Capital Markets, LLC, Barclays Capital Inc. and Stifel, Nicolaus & Company, Incorporated are acting as the representatives (“you” or the “Representatives”) an aggregate of [•] shares of the Issuer’s Common Stock, $0.00001 par value per share (the “Firm Securities”). The respective amounts of the Firm Securities to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Issuer also proposes to sell at the Underwriters’ option an aggregate of up to [•] additional shares of the Issuer’s Common Stock (the “Option Securities”), as set forth below.
] Shares Endocyte, Inc. Common Stock ($0.001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • July 21st, 2011 • Endocyte Inc • Pharmaceutical preparations • New York
Endocyte, Inc., a Delaware corporation (the “Issuer”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), and the stockholder of the Issuer (the “Selling Stockholder”) named in Schedule I hereto proposes to sell to the Underwriters for whom you are acting as representatives (the “Representatives”) an aggregate of 4,841,610 shares (the “Firm Securities”) of the Issuer’s common stock, par value $0.001 per share (the “Common Stock”) pursuant to this underwriting agreement (the “Agreement”), of which 4,000,000 shares are to be issued and sold by the Issuer (the “Issuer Securities”) and 841,610 shares are to be sold by the Selling Stockholder (the “Stockholder Securities”).
Units1 T3 Motion, Inc. Units Consisting of One Share of Common Stock, One Class H Warrant and One Class I Warrant UNDERWRITING AGREEMENTUnderwriting Agreement • April 11th, 2011 • T3 Motion, Inc. • Motor vehicles & passenger car bodies • New York
Chardan Capital Markets, LLC As the Representative of the several underwriters named in Schedule I hereto 17 State Street, Suite 1600 New York, NY 10004
Units1 T3 Motion, Inc. Units Consisting of One Share of Common Stock, One Class H Warrant and One Class I Warrant UNDERWRITING AGREEMENTUnderwriting Agreement • April 8th, 2011 • T3 Motion, Inc. • Motor vehicles & passenger car bodies • New York
Chardan Capital Markets, LLC As the Representative of the several underwriters named in Schedule I hereto 17 State Street, Suite 1600 New York, NY 10004
Shares Endocyte, Inc. Common Stock ($0.001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • January 12th, 2011 • Endocyte Inc • Pharmaceutical preparations • New York
RBC Capital Markets, LLC Leerink Swann LLC As the Representatives of the several underwriters named in Schedule I hereto c/o RBC Capital Markets, LLC 3 World Financial Center, 200 Vesey Street New York, NY 10281 and c/o Leerink Swann LLC One Federal Street 37th Floor Boston, MA 02110
Underwriting Agreement 4,200,000 Shares representing assigned limited partnership interests America First Tax Exempt Investors, L.P. October 6, 2009Underwriting Agreement • October 7th, 2009 • America First Tax Exempt Investors Lp • Finance services • New York
America First Tax Exempt Investors, L.P., a Delaware limited partnership (the “Issuer”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representatives (the “Representatives”) an aggregate of 4,200,000 shares representing assigned limited partnership interests of the Issuer (the “Firm Securities”). The respective amounts of the Firm Securities to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. In addition, solely for the purpose of covering over-allotments, the Issuer proposes to sell at the Underwriters’ option an aggregate of up to 630,000 additional shares representing assigned limited partnership interests (the “Option Securities”) as set forth below.
7,000,000 Shares RAM Energy Resources, Inc. Common Stock ($0.0001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 5th, 2007 • Ram Energy Resources Inc • Crude petroleum & natural gas • New York
RAM Energy Resources, Inc., a Delaware corporation (the “Issuer”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representative (the “Representative”) an aggregate of 7,000,000 shares of the Issuer’s Common Stock, $0.0001 par value (the “Firm Securities”). The respective amounts of the Firm Securities to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. A certain stockholder of the Issuer named on Schedule II hereto (the “Selling Stockholder”) also proposes to sell at the Underwriters’ option an aggregate of up to 1,050,000 additional shares of the Issuer’s Common Stock (the “Option Securities”) as set forth below.
Shares RAM Energy Resources, Inc. Common Stock ($0.0001 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • January 3rd, 2007 • Ram Energy Resources Inc • Crude petroleum & natural gas • New York
RAM Energy Resources, Inc., a Delaware corporation (the “Issuer”), and a certain stockholder of the Issuer (the “Selling Stockholder”) propose to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representative (the “Representative”) an aggregate of shares of the Issuer’s Common Stock, $0.0001 par value (the “Firm Securities”), of which shares will be sold by the Issuer and shares will be sold by the Selling Stockholder named on Schedule II. The respective amounts of the Firm Securities to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto, and the amount to be sold by the Selling Stockholder is set forth on Schedule II hereto. The Issuer also proposes to sell at the Underwriters’ option an aggregate of up to additional shares of the Issuer’s Common Stock (the “Option Securities”) as set forth below.
