Sempra Energy Common Stock, No Par Value Underwriting Agreement July 10, 2018Underwriting Agreement • July 13th, 2018 • Sempra Energy • Gas & other services combined • New York
Contract Type FiledJuly 13th, 2018 Company Industry JurisdictionSempra Energy, a California corporation (the “Company”), confirms its agreement with each of the Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Citigroup Global Markets Inc. and J.P. Morgan Securities LLC are acting as representatives (the “Representatives”), with respect to the sale (the “Forward Sale”) by Citigroup Global Markets Inc. (“Citi”), in its capacity as an agent of the Forward Purchaser (as defined herein) Citibank, N.A., and J.P. Morgan Securities LLC (“J.P. Morgan”) (as such sellers, collectively, the “Forward Sellers”), acting severally and not jointly, of the respective numbers of shares of the Company’s common stock, no par value (the “Common Stock”) to be sold by them as set forth under the headings “Number of Forward Shares to be Purchased from Citi” and “Number of Forward Shares to be Purchased from J.P. Morgan,” respectively,
Sempra Energy Common Stock, No Par Value Underwriting Agreement January 4, 2018Underwriting Agreement • January 9th, 2018 • Sempra Energy • Gas & other services combined • New York
Contract Type FiledJanuary 9th, 2018 Company Industry JurisdictionSempra Energy, a California corporation (the “Company”), confirms its agreement with each of the Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Morgan Stanley & Co. LLC, RBC Capital Markets, LLC and Barclays Capital Inc. are acting as representatives (the “Representatives”), with respect to the sale (the “Forward Sale”) by Morgan Stanley & Co. LLC (“Morgan Stanley”), Royal Bank of Canada (“RBC”) and Barclays Capital Inc. (“Barclays”), in its capacity as an agent and affiliate of the Forward Purchaser (as defined herein) Barclays Bank PLC (as such sellers, collectively, the “Forward Sellers”), acting severally and not jointly, of the respective numbers of shares of the Company’s common stock, no par value (the “Common Stock”) to be sold by them as set forth under the headings “Number of Forward Shares to be Purchased from Morgan Stanley,” “Number