Common Contracts

CASH CLIENT AGREEMENT

Agreement • July 22nd, 2020 • Hong Kong

• Contract Type
  Agreement
• Filed
  July 22nd, 2020
• Jurisdiction
  Hong Kong

In consideration of HEAD & SHOULDERS SECURITIES LIMITED (the “Broker”) (an Exchange Participant of the Stock Exchange of Hong Kong Limited and a Licensed Corporation (CE No:AFS455) licensed with the Securities and Futures Commission in respect of carrying on the regulated activities of dealing in securities and advising on securities) agreeing to allow the Client identified in the Client Information Statement to open one or more accounts with the Broker and providing services to the Client in connection with cash securities trading without margin financing facilities, the Client HEREBY AGREES that all Transactions executed by the Broker for any Account shall be subject to the Client Agreement as amended from time to time and notified to the Client. The Broker's current provisions of the Cash Client Agreement are hereinafter set out: