GT ADVANCED TECHNOLOGIES INC. $190,000,000 Principal AmountUnderwriting Agreement • December 10th, 2013 • GT Advanced Technologies Inc. • Semiconductors & related devices • New York
Contract Type FiledDecember 10th, 2013 Company Industry JurisdictionGT Advanced Technologies Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”) for whom you are acting as representatives (the “Representatives”), $190,000,000 aggregate principal amount of its 3.00% Convertible Senior Notes due 2020 (the “Firm Notes”). In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional $24,000,000 aggregate principal amount of the Company’s 3.00% Convertible Senior Notes due 2020 (the “Additional Notes”). The Firm Notes and the Additional Notes are hereinafter collectively sometimes referred to as the “Notes.”
GT ADVANCED TECHNOLOGIES INC. $205 Principal AmountUnderwriting Agreement • September 28th, 2012 • GT Advanced Technologies Inc. • Semiconductors & related devices • New York
Contract Type FiledSeptember 28th, 2012 Company Industry JurisdictionThe Notes are to be issued pursuant to an indenture (the “Indenture”) to be dated as of September 28, 2012, between the Company and U.S. Bank National Association, as trustee (the “Trustee”). The Notes will be convertible in accordance with their terms and the terms of the Indenture into cash and/or shares of the common stock (the “Common Stock”) of the Company, $0.01 par value per share (the “Shares”).
HAWAIIAN HOLDINGS, INC. $75,000,000 Principal Amount 5.00% Convertible Senior Notes due 2016 UNDERWRITING AGREEMENTUnderwriting Agreement • March 22nd, 2011 • Hawaiian Holdings Inc • Air transportation, scheduled • New York
Contract Type FiledMarch 22nd, 2011 Company Industry JurisdictionEach of the undersigned, Mark Dunkerley, President and Chief Executive Officer of Hawaiian Holdings, Inc., a Delaware corporation (the “Company”), and Peter R. Ingram, Chief Financial Officer of the Company, on behalf of the Company, does hereby certify pursuant to Section 6(h) of that certain Underwriting Agreement dated March 18, 2011 (the “Underwriting Agreement”) between the Company, and UBS Securities LLC as Managing Underwriter for the several Underwriters named therein, that as of the date set forth below: