Common Contracts

148 similar Operating Expenses Limitation and Security Agreement contracts by Northern Lights Fund Trust IV, Northern Lights Fund Trust, Northern Lights Variable Trust, Northern Lights Fund Trust Iii

NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT MAIN MANAGEMENT FUND ADVISORS, LLC
Operating Expenses Limitation and Security Agreement • July 1st, 2024 • Northern Lights Fund Trust IV • New York

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 24th day of June, 2024, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Fund listed on Appendix A to this Agreement (the “Fund” ), a series of the Trust, and the advisor of the Fund, MAIN MANAGEMENT FUND ADVISORS, LLC (the “Advisor”).

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NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Moerus Capital Management LLC
Operating Expenses Limitation and Security Agreement • March 22nd, 2024 • Northern Lights Fund Trust IV • New York

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 25th day of January, 2024, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Moerus Worldwide Value Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Moerus Capital Management LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT MAIN MANAGEMENT FUND ADVISORS, LLC THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the RECITALS:
Operating Expenses Limitation and Security Agreement • February 27th, 2024 • Northern Lights Fund Trust IV • New York

WHEREAS, the Advisor renders advice and services to the Funds pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 18h day of July, 2022 (the “Advisory Agreement”); and

NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Moerus Capital Management LLC
Operating Expenses Limitation and Security Agreement • November 3rd, 2023 • Northern Lights Fund Trust IV • New York

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 2nd day of November, 2023, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Moerus Worldwide Value Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Moerus Capital Management LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT COUNTERPOINT FUNDS LLC
Operating Expenses Limitation and Security Agreement • August 30th, 2023 • Northern Lights Fund Trust Iii • New York

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 28th day of August, 2023, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of CP High Yield Trend ETF (the “Fund”) a series of the Trust, and the advisor of the Fund, COUNTERPOINT FUNDS LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Moerus Capital Management LLC THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND
Operating Expenses Limitation and Security Agreement • March 29th, 2023 • Northern Lights Fund Trust IV • New York

WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 20th day of April, 2016 (the “Advisory Agreement”); and

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR MACRO ALTERNATIVE FUND
Operating Expenses Limitation and Security Agreement • January 26th, 2023 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of February 25, 2015, and as revised May 17, 2016, November 17, 2016, and November 15, 2022 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Macro Alternative Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Astor Investment Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR MACRO ALTERNATIVE FUND
Operating Expenses Limitation and Security Agreement • November 25th, 2022 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of February 25, 2015, and as revised May 17, 2016, November 17, 2016, and November 15, 2022 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Macro Alternative Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Astor Investment Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT CLARK CAPITAL MANAGEMENT GROUP, INC.
Operating Expenses Limitation and Security Agreement • April 27th, 2022 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 3RD day of November, 2010, as revised December 9, 2014, January 28, 2019 and February 25, 2022 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Navigator Equity Hedged Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DEARBORN CAPITAL MANAGEMENT, LLC
Operating Expenses Limitation and Security Agreement • January 25th, 2022 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 24th day of September, 2013, as revised December 9, 2014, March 1, 2017 and December 11, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Grant Park Multi-Alternative Strategies Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Dearborn Capital Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Moerus Capital Management LLC
Operating Expenses Limitation and Security Agreement • March 24th, 2021 • Northern Lights Fund Trust IV • New York

THIS AMENDED AND RESTATEDOPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of January, 2020, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Moerus Worldwide Value Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Moerus Capital Management LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ATHENA BEHAVIORAL TACTICAL FUND
Operating Expenses Limitation and Security Agreement • March 24th, 2021 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of March 5, 2021 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Athena Behavioral Tactical Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, AthenaInvest Advisors, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT MAIN MANAGEMENT ETF ADVISORS, LLC
Operating Expenses Limitation and Security Agreement • January 25th, 2021 • Northern Lights Fund Trust IV • New York

THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of January, 2020, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of Funds listed on Appendix A to this Agreement (each a “Fund” and together, the “Fund”), each a series of the Trust, and the advisor of the Funds, MAIN MANAGEMENT ETF ADVISORS, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT BEECH HILL ADVISORS, INC.
Operating Expenses Limitation and Security Agreement • April 17th, 2020 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 3rd day of November, 2010, as revised March 26, 2014 and March 27, 2019 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Beech Hill Total Return Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Beech Hill Advisors, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT TRANSWESTERN ADVISORS
Operating Expenses Limitation and Security Agreement • April 17th, 2020 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 3rd day of November, 2010, as revised as of the 1st day of May, 2013, and as revised on March 26, 2014 and March 27, 2019, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of TransWestern Institutional Short Duration Government Bond Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, TRANSWESTERN ADVISORS (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT COUNTERPOINT MUTUAL FUNDS LLC
Operating Expenses Limitation and Security Agreement • December 27th, 2019 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 13th day of December, 2019, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of CP High Yield Trend ETF (a “Fund”) a series of the Trust, and the advisor of the Fund, COUNTERPOINT MUTUAL FUNDS LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
Operating Expenses Limitation and Security Agreement • October 21st, 2019 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of June, 2019, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Sierra Tactical Bond Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Wright Fund Management, LLC (the “Advisor”).

OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
Operating Expenses Limitation and Security Agreement • March 12th, 2019 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of the 12th day of December, 2018, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Navigator Ultra Short Bond Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the "Advisor").

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT RESQ STRATEGIC INCOME FUND RESQ DYNAMIC ALLOCATION FUND
Operating Expenses Limitation and Security Agreement • January 8th, 2018 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 1st day of February, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of RESQ Strategic Income Fund, and RESQ Dynamic Allocation Fund (each a “Fund” and collectively the “Funds”) a series of the Trust, and the Advisor of the Funds, RESQ Investment Partners, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT SAGE ADVISORY SERVICES LTD CO
Operating Expenses Limitation and Security Agreement • October 20th, 2017 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 19th day of October 2017, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of Sage ESG Intermediate Credit ETF (a “Fund”) a series of the Trust, and the advisor of the Fund, SAGE ADVISORY SERVICES, LTD. CO. (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT MAIN MANAGEMENT ETF ADVISORS, LLC
Operating Expenses Limitation and Security Agreement • July 7th, 2017 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 27th day of April, 2017, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of Main Sector Rotation ETF (a “Fund”) a series of the Trust, and the advisor of the Fund, MAIN MANAGEMENT ETF ADVISORS, LLC (the “Advisor”).

NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR MACRO ALTERNATIVE PORTFOLIO
Operating Expenses Limitation and Security Agreement • April 17th, 2017 • Northern Lights Variable Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 29th day of March, 2017, by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Macro Alternative Portfolio (the “Fund”) a series of the Trust, and the advisor of the Fund, Astor Investment Management LLC (the “Advisor”).

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NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT MAIN MANAGEMENT FUND ADVISORS, LLC
Operating Expenses Limitation and Security Agreement • March 28th, 2017 • Northern Lights Fund Trust IV • New York

WHEREAS, the Advisor renders advice and services to the Fund pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 7th day of October, 2015 (the “Advisory Agreement”); and

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR DYNAMIC ALLOCATION FUND ASTOR SECTOR ALLOCATION FUND
Operating Expenses Limitation and Security Agreement • March 10th, 2017 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of June 30, 2014, as revised on December 1, 2016 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Dynamic Allocation Fund and Astor Sector Allocation Fund (each a “Fund”, collectively the “Funds”) each a series of the Trust, and the advisor of the Fund, Astor Investment Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ANCHOR CAPITAL MANAGEMENT GROUP, INC.
Operating Expenses Limitation and Security Agreement • October 26th, 2016 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 29th day of July, 2015, as amended April 20, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of Anchor Tactical Credit Strategies Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Anchor Capital Management Group, Inc. (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR MACRO ALTERNATIVE FUND
Operating Expenses Limitation and Security Agreement • October 3rd, 2016 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of February 25, 2015, and as revised May 17, 2016 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Macro Alternative Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Astor Investment Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ANCHOR CAPITAL MANAGEMENT GROUP, INC.
Operating Expenses Limitation and Security Agreement • August 31st, 2016 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 27th day of July, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Anchor Alternative Equity Fund, Anchor Tactical Municipal Bond Fund, and Anchor Tactical Real Estate Fund (each a “Fund”, collectively the “Funds”) each a series of the Trust, and the Advisor of the Funds, Anchor Capital Management Group, Inc. (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LGM Capital Management LLC
Operating Expenses Limitation and Security Agreement • August 26th, 2016 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 27th day of July, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Low Beta Tactical 500 Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, LGM Capital Management LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DEARBORN CAPITAL MANAGEMENT, LLC
Operating Expenses Limitation and Security Agreement • May 26th, 2016 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 24th day of September, 2013, as revised December 9, 2014 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Grant Park Multi-Alternative Strategies Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Dearborn Capital Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Moerus Capital Management LLC
Operating Expenses Limitation and Security Agreement • May 20th, 2016 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of April, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Moerus Worldwide Value Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Moerus Capital Management LLC (the “Advisor”).

NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT COMMERCE ASSET MANAGEMENT, LLC
Operating Expenses Limitation and Security Agreement • April 20th, 2016 • Northern Lights Variable Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 6th day of February, 2013, by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”), on behalf of CAM Hedge VIT Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Commerce Asset Management, LLC (the “Advisor”).

NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LEADER CAPITAL CORP.
Operating Expenses Limitation and Security Agreement • April 20th, 2016 • Northern Lights Variable Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 15th day of August, 2012, by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”), on behalf of leader Short-Term Bond Portfolio (the “Fund”) a series of the Trust, and the Advisor of the Fund, Leader Capital Corp. (the “Advisor”).

NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT BTS ASSET MANAGEMENT, INC.
Operating Expenses Limitation and Security Agreement • April 20th, 2016 • Northern Lights Variable Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 6th day of February, 2013, and as revised March 26, 2014 by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”), on behalf of BTS Bond Asset Allocation VIT Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, BTS Asset Management, Inc. (the “Advisor”).

NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
Operating Expenses Limitation and Security Agreement • April 20th, 2016 • Northern Lights Variable Trust • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 28th day of March, 2012, as revised March 26, 2014, by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”), on behalf of Power Income VIT Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, W.E. Donoghue & Co., Inc. (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Tree Ring Capital, LLC
Operating Expenses Limitation and Security Agreement • March 24th, 2016 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of January, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of Tree Ring Stock Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Tree Ring Capital, LLC (the “Advisor”).

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