NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT MAIN MANAGEMENT FUND ADVISORS, LLCOperating Expenses Limitation and Security Agreement • July 1st, 2024 • Northern Lights Fund Trust IV • New York
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 24th day of June, 2024, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Fund listed on Appendix A to this Agreement (the “Fund” ), a series of the Trust, and the advisor of the Fund, MAIN MANAGEMENT FUND ADVISORS, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • December 23rd, 2020 • Northern Lights Fund Trust Ii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of December 9, 2020, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”), on behalf of WOA All Asset I, (the “Fund”) a series of the Trust, and the advisor of such Fund, EATON VANCE WATEROAK ADVISORS (FORMERLY KNOW AS EATON VANCE INVESTMENT COUNSEL) (the “Advisor”).
MUTUAL FUND SERIES TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • June 3rd, 2014 • Mutual Fund Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 1st day of April, 2014, by and between MUTUAL FUND SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of the Funds listed on Appendix A (each a, “Fund” and, collectively, the Funds), series of the Trust, and Donald L. Hagan, LLC also know as Day Hagan Asset Management (the “Advisor”), the advisor of the Fund.
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • December 19th, 2022 • Two Roads Shared Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 7th day of December, 2022, by and between Two Roads Shared Trust, a Delaware statutory trust (the “Trust”), on behalf of the Hunter Small Cap Value Fund (the “Fund”), a series of the Trust, and the Adviser to the Fund, Hunter Perkins Capital Management, LLC d/b/a Hunter Capital Management (“Hunter Capital” or the “Adviser”).
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FormulaFolio Investments, LLC THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the RECITALS:Operating Expenses Limitation and Security Agreement • September 22nd, 2022 • Northern Lights Fund Trust IV • New York
WHEREAS, the Advisor renders advice and services to the Funds pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of November 6, 2020 (the “Advisory Agreement”); and
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • July 21st, 2021 • Northern Lights Fund Trust Ii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 27th day of April, 2021, by and between Northern Lights Fund Trust II, a Delaware statutory trust (the “Trust”), on behalf of The Future Fund Active ETF, (the “Fund”) a series of the Trust, and the advisor of such Fund, The Future Fund, LLC (the “Advisor”).
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • April 26th, 2022 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of the 12th day of December, 2018, as revised December 11, 2019 and February 25, 2022 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Navigator Ultra Short Bond Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the "Advisor").
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • October 23rd, 2020 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015, March 21, 2016, September 25, 2019 and February 14, 2020 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).
NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • January 5th, 2015 • Northern Lights Variable Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of April 12, 2012, as revised March 26, 2014 and September 30, 2014, by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the "Trust"), on behalf of each of its series on Appendix A, (each a “Fund” and collectively the “Funds”) and the Advisor of such Funds, JNF Advisors, Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FULCRUM ASSET MANAGEMENT LLPOperating Expenses Limitation and Security Agreement • October 24th, 2024 • Northern Lights Fund Trust IV • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 16th day of October, 2024, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of Funds listed on Appendix A to this Agreement (each a “Fund” and together, the “Fund”), each a series of the Trust, and the advisor of the Funds, FULCRUM ASSET MANAGEMENT LLP (the “Advisor”).
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT USA Mutuals Advisors, Inc.Operating Expenses Limitation and Security Agreement • July 27th, 2023 • Northern Lights Fund Trust IV • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 24th day of July, 2023, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund,” collectively the “Funds”), and the advisor of the Funds, USA Mutuals Advisors, Inc, (the “Advisor”).
MUTUAL FUND SERIES TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LISTED PRIVATE EQUITY PLUS FUNDOperating Expenses Limitation and Security Agreement • October 23rd, 2014 • Mutual Fund Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 1st day of November, 2014, by and between MUTUAL FUND SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of the Listed Private Equity Plus Fund, (the “Fund”), a series of the Trust, Vista Research and Management, LLC (the “Advisor”), the advisor of the Fund and Steven R. Samson (the “Adviser Principal”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FIRST PACIFIC ADVISORS, LPOperating Expenses Limitation and Security Agreement • December 16th, 2021 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 21st day of October, 2021, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of FPA Global Equity ETF (the “Fund”), a series of the Trust, and the advisor of the Fund, FIRST PACIFIC ADVISORS, LP (the “Advisor”).
CATALYST FUNDS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT AMERICA FIRST FUNDSOperating Expenses Limitation and Security Agreement • June 29th, 2010 • Catalyst Funds • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 25th day of May, 2010, by and between CATALYST FUNDS, an Ohio business trust (the “Trust”), on behalf of the AmericaFirst Quantitative Strategies Fund, the AmericaFirst Absolute Return Fund and the AmericaFirst Income Trends Fund (each a “Fund” and together the “Funds”), each a series of the Trust, and America First Capital Management, LLC (the “Advisor”), the advisor of the Funds.
NILE CAPITAL INVESTMENT TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT NILE AFRICA, FRONTIER AND EMERGING FUNDOperating Expenses Limitation and Security Agreement • July 27th, 2018 • Nile Capital Investment Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 1ST day of March, 2018, by and between NILE CAPITAL INVESTMENT TRUST, a Delaware statutory trust (the “Trust”), on behalf of the NILE AFRICA, FRONTIER AND EMERGING FUND (the “Fund”) a series of the Trust, and the advisor of the NILE CAPITAL MANAGEMENT, LLC (the “Advisor”).
TWO ROADS SHARED TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT BELVEDERE ASSET MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • October 26th, 2012 • Two Roads Shared Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 29th day of August, 2012, as amended October 15, 2012, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of Belvedere Alternative Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Belvedere Asset Management, Ltd. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • November 17th, 2014 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 20th day of May, 2010, as revised on the 12th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Power Income Fund and Power Dividend Index Fund (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the advisor of such Funds, W.E. Donoghue & Co., Inc. (the “Advisor”).
NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • April 20th, 2016 • Northern Lights Variable Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of March 26, 2014, by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the "Trust"), on behalf of Mariner Hyman Beck Portfolio, (the “Fund”) and the Advisor of the Fund, Monte Capital Group, LLC. (the “Advisor”).
NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT PROBABILITIES FUND MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • April 30th, 2015 • Northern Lights Variable Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 12th day of November, 2013, by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”), on behalf of Probabilities VIT Fund (the “Fund”) a series of the Trust, and the co-advisors of the Fund, Probabilities Fund Management, LLC and Princeton Fund Advisors, LLC (the “Co-Advisors”).
NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • August 18th, 2022 • Northern Lights Fund Trust IV • New York
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of January 2022, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund”, collectively the “Funds”), and the advisor of the Funds, INSPIRE (CWM ADVISORS, LLC) (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • October 28th, 2019 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 20th day of May, 2010, as revised on August 12, 2014, March 23, 2016, June 27, 2017, March 28, 2018 by and September 25, 2019 and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Power Income Fund, Power Dividend Index Fund and Power Momentum Index Fund, Power Floating Rate Index Fund, Power Dividend Mid-Cap Index Fund, and Power Global Tactical Allocation/JAForlines Fund (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the advisor of such Funds, W.E. Donoghue & Co., LLC (the “Advisor”).
CATALYST FUNDS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT COMPASS EMP FUNDSOperating Expenses Limitation and Security Agreement • December 30th, 2009 • Catalyst Funds • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 30th day of December, 2009, by and between CATALYST FUNDS, an Ohio business trust (the “Trust”), on behalf of the Compass EMP Conservative to Moderate Fund, Compass EMP Long-Term Growth Fund and Compass EMP Alternative Investment Fund (each a “Fund” and together the “Funds”), each a series of the Trust, and Compass Advisory Group, LLC (the “Advisor”), the advisor of the Funds.
MSS SERIES TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FOOTPRINTS DISCOVER VALUE FUNDOperating Expenses Limitation and Security Agreement • March 29th, 2019 • MSS Series Trust • Ohio
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 1 day of January, 2019, by and between MSS Series Trust, an Ohio business trust (the “Trust”), on behalf of Footprints Discover Value Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Footprints Asset management & Research, Inc. (the “Advisor”), a Nebraska corporation.
AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT DOMINION FUNDS, INC.Operating Expenses Limitation and Security Agreement • October 9th, 2009 • Dominion Funds Inc • New York
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of October 28, 2009 , (the “Effective Date”) and amends and restates that certain Operating Expenses Limitation and Security Agreement effective as of April 3, 2009, and is by and between DOMINION FUNDS, INC., a Texas Corporation (the “Company”), on behalf of the SHEPHERD FUND (the “Fund”) a series of the Company, and the advisor of the Fund, FOXHALL CAPITAL MANAGEMENT , INC. (the “Advisor”).
NORTHERN LIGHTS VARIABLE TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • April 20th, 2022 • Northern Lights Variable Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made the 21st day of February 2017, as revised April 4, 2018, and May 22, 2019 with obligations herein to be effective when W.E. Donoghue & Co., LLC commences provision of advisory services (on about March 1, 2017), by and between NORTHERN LIGHTS VARIABLE TRUST, a Delaware statutory trust (the “Trust”), on behalf of a portfolio to be known as the Power Dividend Index Portfolio (the “Power Dividend”) and a portfolio to be known as the Power Momentum Index Portfolio (“Power Momentum”) (collectively referred to as the “Funds”) each a series of the Trust, and the Advisor of the Funds, W.E. Donoghue & Co., LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • October 30th, 2017 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 20th day of May, 2010, as revised on the 12th day of August, 2014, the 23rd day of March, 2016, and the 27th day of June, 2017 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Power Income Fund, Power Dividend Index Fund and Power Momentum Index Fund, Power Floating Rate Index Fund, and Power Dividend Mid-Cap Index Fund (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the advisor of such Funds, W.E. Donoghue & Co., LLC (the “Advisor”).
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • April 28th, 2021 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the "Agreement") is effective as of the 16th day of December, 2020 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of Navigator Tactical U.S. Allocation Fund and Navigator Tactical Investment Grade Bond Fund (the "Fund") a series of the Trust, and the Advisor of the Fund, Clark Capital Management Group, Inc. (the "Advisor").
AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • May 9th, 2013 • Two Roads Shared Trust • New York
THIS AMENDED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 8th day of February, 2013, as amended on the 29th day of April, 2013, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Anfield Universal Fixed Income Fund (the “Fund”), a series of the Trust, the Adviser to the Fund, Belvedere Asset Management, LLC (“Belvedere”) and Anfield Capital Management, LLC (“Anfield,” and together with Belvedere, the “Advisers”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT PORTFOLIO STRATEGIES, INC.Operating Expenses Limitation and Security Agreement • October 23rd, 2015 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 20th day of May, 2010, as revised on September 30, 2011, and as revised September 30, 2014 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of PSI MARKET NEUTRAL FUND, PSI TOTAL RETURN FUND, PSI STRATEGIC GROWTH FUND, PSI TACTICAL GROWTH FUND AND PSI CALENDAR EFFECTS FUND (the “Funds”) a series of the Trust, and the advisor of the Funds, Portfolio Strategies, Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT INNEALTA CAPITAL RISK BASED OPPORTUNITY MODERATE FUND INNEALTA CAPITAL RISK BASED OPPORTUNITY CONSERVATIVE FUND INNEALTA CAPITAL RISK BASED OPPORTUNITY GROWTH FUND...Operating Expenses Limitation and Security Agreement • March 28th, 2014 • Northern Lights Fund Trust Ii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective January 28, 2014 by and between NORTHERN LIGHTS FUND TRUST II, a Delaware business trust (the “Trust”), on behalf of INNEALTA CAPITAL RISK BASED OPPORTUNITY MODERATE FUND, INNEALTA CAPITAL RISK BASED OPPORTUNITY CONSERVATIVE FUND, INNEALTA CAPITAL RISK BASED OPPORTUNITY GROWTH FUND and the INNEALTA CAPITAL TACTICAL FIXED INCOME FUND (the “Funds”) each a series of the Trust, and the advisor of such Fund, AFAM Capital, Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ANCHOR CAPITAL MANAGEMENT GROUP, INC.Operating Expenses Limitation and Security Agreement • September 4th, 2020 • Northern Lights Fund Trust IV • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 13th day of July, 2020, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of the Anchor Risk Managed Credit Strategies Fund, Anchor Risk Managed Equity Strategies Fund, Anchor Risk Managed Global Strategies Fund, and Anchor Risk Managed Municipal Strategies Fund (each a “Fund”, collectively the “Funds”) each a series of the Trust, and the Advisor of the Funds, Anchor Capital Management Group, Inc. (the “Advisor”).
AMERICAFIRST QUANTITATIVE FUNDS AMENDED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • October 28th, 2016 • Americafirst Quantitative Funds • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 31st day of October, 2016, and supersedes any prior agreement and amendments thereto, by and between AMERICAFIRST QUANTITATIVE FUNDS, a Delaware statutory trust (the “Trust”), on behalf of the AmericaFirst Defensive Growth Fund, AmericaFirst Income Trends Fund, AmericaFirst Tactical Alpha Fund, AmericaFirst Quantitative Strategies Fund and AmericaFirst Seasonal Trends Fund (each a “Fund” and together the “Funds”), each a series of the Trust, and AmericaFirst Capital Management, LLC (the “Advisor”), the advisor of the Funds.
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Brookstone Asset Management, LLCOperating Expenses Limitation and Security Agreement • September 19th, 2023 • Northern Lights Fund Trust IV • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of July 24, 2023, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of each of the series set forth in Appendix A (each a “Fund”, collectively the “Funds”), and the advisor of the Funds, Brookstone Asset Management, LLC (f/k/a FormulaFolio Investments, LLC) (the “Advisor”).
AMENDED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • September 25th, 2018 • Two Roads Shared Trust • New York
THIS AMENDED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 18th day of September, 2014, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the REDWOOD MANAGED VOLATILITY PORTFOLIO (the “Portfolio”), a series of the Trust, and the Adviser to the Portfolio, Redwood Investment Management, LLC (“Redwood” or the “Adviser”).
MUTUAL FUND sERIES TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT KF GRIFFIN BLUE CHIP AND COVERED CALL FUNDOperating Expenses Limitation and Security Agreement • January 27th, 2015 • Mutual Fund Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of February 1, 2015, by and between MUTUAL FUND SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of the KF Griffin Blue Chip and Covered Call Fund (the “Fund”), a series of the Trust, and Klingenstein, Fields & Co., L.L.C. (the “Adviser”), the adviser of the Fund.
