ASX Clear Operating Rules – Procedures - Annexure 13 (new Annexure 13) WHOLESALE CLIENT AGREEMENT – OTC OPTIONS MARKET TRANSACTIONSNovember 9th, 2016
FiledNovember 9th, 2016a Participant (which, under the ASX Clear Operating Rules, notifies ASX Clear of an OTC Options Market Transaction that it wishes to register or that accepts an allocation or the transfer of an Options CCP Contract arising when an Options Market Contract entered into through an OTC Options Market Transaction is registered and novated to ASX Clear under Section 12 (‘OTC Options CCP Contract’)).