Common Contracts
3 similar Undertakings Agreement contracts by AdvisorShares Trust, Alger ETF Trust, American Century Etf Trust
ACTIVESHARES® ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTUndertakings Agreement • February 19th, 2021 • Alger ETF Trust • New York
This AP Representative Confidentiality & Undertakings Agreement (this “Agreement”) is entered into by and among (the “AP Representative”), (the “Clearing Broker”), as clearing broker for the AP Representative, and The Alger ETF Trust (the “Trust”), an open-end management investment company registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series (each, a “Fund” and collectively, the “Funds”), which are listed on Exhibit A hereto, as such Exhibit may be amended by the Trust, from time to time, upon notice to the AP Representative and the Clearing Broker, to reflect newly-launched or liquidated, renamed, or merged Funds. Capitalized terms used herein and not otherwise defined have the meanings assigned to them in Section 6 of this Agreement.
ACTIVESHARES® ETFs FORM OF AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTUndertakings Agreement • December 11th, 2020 • AdvisorShares Trust • New York
This AP Representative Confidentiality Agreement (this “Agreement”) is entered into by and among __________________ (“AP Representative”), ______________ (“Clearing Broker”), as clearing broker for the AP Representative, and AdvisorShares Trust (the “Trust”), an open-end management investment company registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series that is operating pursuant to the ActiveShares methodology licensed from Precidian Investments, LLC (each, a “Fund” and collectively, the “Funds”) which are listed on Exhibit A hereto, as amended by the Trust, from time to time, to reflect newly-launched Funds. Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 6 of this Agreement.
ACTIVESHARES® ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTUndertakings Agreement • February 10th, 2020 • American Century Etf Trust • New York
This AP Representative Confidentiality Agreement (this “Agreement”) is entered into by and among ____________________ (“AP Representative”), _________________ (“Clearing Broker”), as clearing broker for the AP Representative, and the _______________ (the “Trust”), an open-end management investment company registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series (each, a “Fund” and collectively, the “Funds”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 6 of this Agreement.
