Common Contracts

STRATEGIC ASSET MANAGEMENT II ( SAM II) C LIENT AG REEMENT

Client Agreement • October 6th, 2010 • Massachusetts

• Contract Type
  Client Agreement
• Filed
  October 6th, 2010
• Jurisdiction
  Massachusetts

This Client Agreement (“Agreement”) is entered into by and among LPL Financial Corporation (“LPL”), a registered investment advisor and broker/dealer, the LPL Financial Advisor and licensed Investment Advisor Representative indicated in Section I of the Confidential Client Profile Schedule C attached hereto (“IAR”), and the client indicated in Section I of Schedule C (“Client”), pursuant to which Client will open an account (“Account”) with LPL and IAR for the purpose of participating in the Strategic Asset Management II Program (“Program”) through which IAR and LPL as a registered investment advisor will purchase and manage specified assets of the Client. A description of the services to be provided and the parties providing the services are set forth below.