Common Contracts
2 similar Reorganization Agreement contracts by ALPS Series Trust, Segall Bryant & Hamill Trust
AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • April 8th, 2019 • Segall Bryant & Hamill Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Reorganization Agreement”) is made as of this day of , 2019 by Segall Bryant & Hamill Trust, a Massachusetts business trust (“Acquiring Trust”), on behalf of the [Insert Fund] (“Acquiring Fund”); Investment Managers Series Trust, a Delaware statutory trust (“Selling Trust”), on behalf of the [Insert Fund] (“Selling Fund”) (the Acquiring Fund and Selling Fund may be referred to herein individually as a “Fund” and collectively as the “Funds”); Segall Bryant & Hamill, LLC, a Delaware limited liability company (“Adviser”), the proposed investment adviser to the Acquiring Fund (only for purposes of Sections 1.7, 5.10, 5.12, 9.1 and 9.2 of this Reorganization Agreement. The principal place of business of the Adviser and Acquiring Trust is 370 17th Street, Suite 5000, Denver, CO 80202; the principal place of business of the Selling Trust is 235 W. Galena Street Milwaukee, WI 53212. Notwithstanding anything to the contrary contained herein, the oblig
FORM OF] AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • June 22nd, 2018 • ALPS Series Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Reorganization Agreement”) is made as of this [__] day of [_______], 2018 by ALPS Series Trust, a Delaware business statutory trust (“Acquiring Trust”), on behalf of the [American Independence Global Tactical Allocation Fund/American Independence Kansas Tax-Exempt Bond Fund] (“Acquiring Fund”); American Independence Funds Trust, a Delaware business statutory trust (“Selling Trust”), on behalf of the American Independence Global Tactical Allocation Fund / American Independence Kansas Tax-Exempt Bond Fund (“Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, “Funds”); Manifold Partners, LLC, a Delaware limited liability company (“Adviser”), the proposed investment adviser to the Acquiring Fund (only for purposes of Sections 1.7, 5.10, 5.12, and 9.1 of this Agreement). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place o
