Common Contracts
5 similar Underwriting Agreement contracts by Silver Spike Investment Corp., Trinity Capital Inc.
TRINITY CAPITAL INC. UNDERWRITING AGREEMENT 2,754,840 SHARES OF COMMON STOCKUnderwriting Agreement • April 7th, 2022 • Trinity Capital Inc. • New York
Pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”), Trinity Capital Inc., a Maryland corporation (the “Company”) proposes to sell to you, Keefe, Bruyette & Woods, Inc. (“KBW”), Wells Fargo Securities, LLC (“Wells Fargo”) and UBS Securities LLC (“UBS”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 8 hereof), for whom KBW, Wells Fargo and UBS are acting as representatives (in such capacity, the “Representatives”), 2,754,840 shares (the “Initial Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). The Company also proposes to grant to the Underwriters the option described in Section 1(b) hereof to purchase up to 413,226 additional shares of Common Stock from the Company (the “Option Shares” and together with the Initial Shares, the “Shares”).
SILVER SPIKE INVESTMENT CORP. 8,928,572 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 14th, 2022 • Silver Spike Investment Corp. • New York
Pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”), Silver Spike Investment Corp., a Maryland corporation (the “Company”), proposes to sell to you, Stifel, Nicolaus & Company, Incorporated (“Stifel”), Piper Sandler & Co. (“Piper”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Stifel and Piper are acting as representatives (in such capacity, the “Representatives”), shares (the “Initial Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) in the respective number of shares set forth on Schedule A hereto. The Company also proposes to grant to the Underwriters the option described in Section 1(b) hereof to purchase up to 1,339,286 additional shares of Common Stock from the Company (the “Option Shares” and together with the Initial Shares, the “Shares”).
SILVER SPIKE INVESTMENT CORP. 8,928,572 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 4th, 2022 • Silver Spike Investment Corp. • New York
Pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”), Silver Spike Investment Corp., a Maryland corporation (the “Company”), proposes to sell to you, Stifel, Nicolaus & Company, Incorporated (“Stifel”), Piper Sandler & Co. (“Piper”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Stifel and Piper are acting as representatives (in such capacity, the “Representatives”), shares (the “Initial Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) in the respective number of shares set forth on Schedule A hereto. The Company also proposes to grant to the Underwriters the option described in Section 1(b) hereof to purchase up to 1,339,286 additional shares of Common Stock from the Company (the “Option Shares” and together with the Initial Shares, the “Shares”).
SILVER SPIKE INVESTMENT CORP. [•] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 12th, 2021 • Silver Spike Investment Corp. • New York
Pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”), Silver Spike Investment Corp., a Maryland corporation (the “Company”), proposes to sell to you, Stifel, Nicolaus & Company, Incorporated (“Stifel”), JMP Securities LLC (“JMP”) and each of the other underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Stifel and JMP are acting as representatives (in such capacity, the “Representatives”), shares (the “Initial Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) in the respective number of shares set forth on Schedule A hereto. The Company also proposes to grant to the Underwriters the option described in Section 1(b) hereof to purchase up to [•] additional shares of Common Stock from the Company (the “Option Shares” and together with the Initial Shares, the “Shares”).
TRINITY CAPITAL INC. [•] Shares of Common Stock UNDERWRITING AGREEMENT January [•], 2021 UNDERWRITING AGREEMENTUnderwriting Agreement • January 21st, 2021 • Trinity Capital Inc. • New York
Pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”), Trinity Capital Inc., a Maryland corporation (the “Company”), and certain stockholders of the Company listed on Schedule A-1 hereto (the “Selling Stockholders”), each propose to sell to you, Keefe, Bruyette & Woods, Inc. (“KBW”), Wells Fargo Securities, LLC (“Wells Fargo”), UBS Securities LLC (“UBS”) and each of the other underwriters named in Schedule A-2 hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom KBW, Wells Fargo and UBS are acting as representatives (in such capacity, the “Representatives”), shares (the “Initial Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) in the respective number of shares set forth opposite the names of the Company and each Selling Stockholder on Schedule A-1 hereto. The Company also proposes to grant to the Underwriters the
