TRUETT-HURST, INC. 2,700,000 Shares of Class A Common Stock $0.001 par value per share PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • June 25th, 2013 • Truett-Hurst, Inc. • Beverages • New York
Contract Type FiledJune 25th, 2013 Company Industry JurisdictionTruett-Hurst, Inc., a Delaware corporation (the “Company”), proposes to issue and sell up to an aggregate of 2,700,000 shares (the “Shares”) of Class A common stock, par value $0.001 per share (the “Common Stock”), to investors (collectively, the “Investors”) in a public offering. The Company desires to engage you as its placement agents (the “Placement Agents”) in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).
TRUETT-HURST, INC. [2,250,000] Shares of Class A Common Stock $0.001 par value per share PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 22nd, 2013 • Truett-Hurst, Inc. • Beverages • New York
Contract Type FiledApril 22nd, 2013 Company Industry JurisdictionTruett-Hurst, Inc., a Delaware corporation (the “Company”), proposes to issue and sell up to an aggregate of [2,250,000] shares (the “Shares”) of Class A common stock, par value $0.001 per share (the “Common Stock”), to investors (collectively, the “Investors”) in a public offering. The Company desires to engage you as its placement agents (the “Placement Agents”) in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).
TRUETT-HURST, INC. [2,902,557] Shares of Class A Common Stock $0.001 par value per share PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 27th, 2013 • Truett-Hurst, Inc. • Beverages • New York
Contract Type FiledMarch 27th, 2013 Company Industry JurisdictionTruett-Hurst, Inc., a Delaware corporation (the “Company”), proposes to issue and sell up to an aggregate of [2,250,000] shares (the “Company Shares”) of Class A common stock, par value $0.001 per share (the “Common Stock”), to investors (collectively, the “Investors”) in a public offering. The stockholders of the Company named in Schedule 2 attached hereto (the “Selling Stockholders”) propose, severally and not jointly and subject to the terms and conditions stated herein, to sell to the Investors an aggregate of [652,557] shares (the “Selling Stockholder Shares” and, together with the Company Shares, (the “Shares”) of Common Stock. The obligations of the Company and the Selling Stockholders contained herein are several and not joint. The Company desires to engage you as its placement agents (the “Placement Agents”) in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).