Common Contracts
31 similar Underwriting Agreement contracts by La Rosa Holdings Corp., Lm Funding America, Inc., Novusterra Inc, others
UNUSUAL MACHINES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 7th, 2023 • Unusual Machines, Inc. • Radio & tv broadcasting & communications equipment • New York
Unusual Machines, Inc., a Puerto Rico corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [●] shares (“Shares”) of the Company’s common stock $0.01 par value per share (the “Common Stock”) (each a “Firm Share” and one or more, the “Firm Shares”) to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [●] Shares (the “Option Shares.” The Company has also agreed to issue to the Representative the Underwriters’ Warrants (as defined in Section 1(c)), which together with the Common Stock underlying such warrants are referred to herein as the “Underwriters’ Securities.” The Firm Shares and the Option Shares, together with the Underwriters’ Securities ar
LA ROSA HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • July 14th, 2023 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] shares (the “Shares”) of the Company’s common stock, $0.0001 par value per share (the “ Common Stock”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom US Tiger Securities, Inc. (“USTS” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Shares are hereinafter called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”), on the terms set forth in Section 1(b) hereof, to purchase up to an additional [ ] Shares (the “Option Shares” or “Option Securities”) and together with the Shares, the “Offered Securities”), and the offering of such Offered Securities is hereinafter called the “Offering”. The Company has also agreed to issue to the Representative the Underw
LA ROSA HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2023 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] shares (the “Shares”) of the Company’s common stock, $0.0001 par value per share (the “ Common Stock”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom Spartan Capital Securities LLC (“Spartan” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Shares are hereinafter called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”), on the terms set forth in Section 1(b) hereof, to purchase up to an additional [ ] Shares (the “Option Shares” or “Option Securities”) and together with the Shares, the “Offered Securities”), and the offering of such Offered Securities is hereinafter called the “Offering”. The Company has also agreed to issue to the Representative th
LA ROSA HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • January 6th, 2023 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (“Units”), each Unit consisting of one (1) share (the “Share(s)”) of the Company’s common stock, $0.0001 par value per share (the “ Common Stock”) and [ ] five year warrants, each warrant exercisable for one share of Common Stock at an exercise price of 110% of the public offering price of one Unit (“Warrant(s)”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). The Units have no stand-alone rights and will not be certificated or issued as stand-alone securities. The shares of Common Stock and the Warrants comprising the Units are immediately separable and will be issued separately in the Offering. Such Units (including the Shares and the Warrants) are hereinafter
LA ROSA HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • December 14th, 2022 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (“Units”), each Unit consisting of one (1) share (the “Share(s)”) of the Company’s common stock, $0.0001 par value per share (the “ Common Stock”) and [ ] five year warrants, each warrant exercisable for one share of Common Stock at an exercise price of 110% of the public offering price of one Unit (“Warrant(s)”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). The Units have no stand-alone rights and will not be certificated or issued as stand-alone securities. The shares of Common Stock and the Warrants comprising the Units are immediately separable and will be issued separately in the Offering. Such Units (including the Shares and the Warrants) are hereinafter
LA ROSA HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • October 12th, 2022 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (“Units”), each Unit consisting of one (1) share (the “Share(s)”) of the Company’s common stock, $0.0001 par value per share (the “ Common Stock”) and [ ] five year warrants, each warrant exercisable for one share of Common Stock at an exercise price of 110% of the public offering price of one Unit (“Warrant(s)”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). The Units have no stand-alone rights and will not be certificated or issued as stand-alone securities. The shares of Common Stock and the Warrants comprising the Units are immediately separable and will be issued separately in the Offering. Such Units (including the Shares and the Warrants) are hereinafter
LA ROSA HOLDINGS CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • June 14th, 2022 • La Rosa Holdings Corp. • Real estate agents & managers (for others) • New York
La Rosa Holdings Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (“Units”), each Unit consisting of one (1) share (the “Share(s)”) of the Company’s common stock, $0.0001 par value per share (the “ Common Stock”) and [ ] five year warrants, each warrant exercisable for one share of Common Stock at an exercise price of 110% of the public offering price of one Unit (“Warrant(s)”) to the several underwriters listed on Schedule A hereto (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). The Units have no stand-alone rights and will not be certificated or issued as stand-alone securities. The shares of Common Stock and the Warrants comprising the Units are immediately separable and will be issued separately in the Offering. Such Units (including the Shares and the Warrants) are hereinafter
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 6th, 2022 • Novusterra Inc • Miscellaneous metal ores • New York
Novusterra Inc., a Florida corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (the “Units”), with each Unit consisting of one share of the Company’s common stock, no par value per share (the “Shares”), and two warrants, each to purchase one Share (the “Warrant”) to the several underwriters (such underwriters, for whom EF Hutton, division of Benchmark Investments, LLC (“EF Hutton” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Units are hereinafter collectively called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [ ] Shares (the “Option Shares”) and/or [ ] Warrants (the “Option Warrants”, and together with the Units and Option Shares and Option Warrants, the “Offered Units”) on the terms set forth in Section 1(b) hereof. The O
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 16th, 2022 • Novusterra Inc • Miscellaneous metal ores • New York
Novusterra Inc., a Florida corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] units (the “Units”), with each Unit consisting of one share of the Company’s common stock, no par value per share (the “Shares”), and one warrant to purchase two Shares (the “Warrant”) to the several underwriters (such underwriters, for whom EF Hutton, division of Benchmark Investments, LLC (“EF Hutton” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Units are hereinafter collectively called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [ ] Shares (the “Option Shares”) and/or [ ] Warrants (the “Option Warrants”, and together with the Units and Option Shares and Option Warrants, the “Offered Units”) on the terms set forth in Section 1(b) hereof. The Option
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2022 • Novusterra Inc • Miscellaneous metal ores • New York
PHOENIX MOTOR INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 24th, 2022 • Phoenix Motor Inc. • Truck & bus bodies • New York
UNDERWRITING AGREEMENT between FLORA GROWTH CORP. and as Representative of the Several UnderwritersUnderwriting Agreement • November 19th, 2021 • Flora Growth Corp. • Pharmaceutical preparations • New York
As Representative of the several Underwriters named on Schedule 1 attached hereto 590 Madison Avenue, 28th Floor New York, New York 10022
SURGEPAYS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 21st, 2021 • SurgePays, Inc. • Services-advertising • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • October 20th, 2021 • Lm Funding America, Inc. • Finance services • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • October 8th, 2021 • Lm Funding America, Inc. • Finance services • New York
NOVUSTERRA INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 30th, 2021 • Novusterra Inc • Miscellaneous metal ores • New York
iMEDIA BRANDS, INC. (Minnesota corporation) Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 10th, 2021 • iMedia Brands, Inc. • Retail-catalog & mail-order houses • New York
GROM SOCIAL ENTERPRISES, INC. [____] UNITS CONSISTING OF [____] SHARES OF COMMON STOCK AND WARRANTS (EXERCISABLE FOR UP TO [____] SHARES OF COMMON STOCK) UNDERWRITING AGREEMENTUnderwriting Agreement • April 28th, 2021 • Grom Social Enterprises, Inc. • Services-computer programming, data processing, etc. • New York
The undersigned, Grom Social Enterprises, Inc., a company incorporated under the laws of Florida (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Grom Social Enterprises, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Kingswood Capital Markets, division of Benchmark Investments, Inc., is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriters) on the terms and conditions set forth herein.
YIELD10 BIOSCIENCE, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 25th, 2020 • Yield10 Bioscience, Inc. • Miscellaneous plastics products • New York
NEWGIOCO GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 17th, 2020 • Newgioco Group, Inc. • Services-prepackaged software • New York
The undersigned, Newgioco Group, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Newgioco Group, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
UNDERWRITING AGREEMENTUnderwriting Agreement • August 5th, 2020 • Achieve Life Sciences, Inc. • In vitro & in vivo diagnostic substances • New York
Achieve Life Sciences, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 476,187 shares (“Firm Shares”) of the Company’s common stock, $0.001 par value per share (“Shares”) and pre-funded warrants to purchase 142,857 Shares at an exercise price of $0.001 per Share (the “Pre-funded Warrants”), to the several underwriters (such underwriters, for whom Lake Street Capital Markets, LLC (“Lake Street” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Firm Shares and Pre-funded Warrants are hereinafter collectively called the “Firm Securities.” The shares of Common Stock issuable upon exercise of the Warrants are herein referred to as the “Warrant Shares.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional 92,856 Shares (the “Option Shares” and, together
BOXLIGHT CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • July 29th, 2020 • Boxlight Corp • Services-educational services • New York
Boxlight Corporation, a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 15,000,000 shares (“Firm Shares”) of the Company’s common stock, $0.0001 par value per share (“Shares”) to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional 2,250,000 Shares (the “Option Shares” and, together with the Firm Shares, the “Securities”) on the terms set forth in Section 1(b) hereof. The offering of the Securities is hereinafter called the “Offering”.
BOXLIGHT CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • June 9th, 2020 • Boxlight Corp • Services-educational services • New York
Boxlight Corporation, a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 13,333,333 shares of the Company’s common stock, $0.0001 par value per share (the “Shares”), to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Shares are hereinafter called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional 2,000,000 Shares (the “Option Shares” or “Option Securities”, and together with the Shares, the “Offered Securities” or “Securities”) on the terms set forth in Section 1(b) hereof and the offering of such Offered Securities is hereinafter called the “Offering.”
BOXLIGHT CORPORATION FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 22nd, 2020 • Boxlight Corp • Photographic equipment & supplies • New York
Boxlight Corporation, a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] shares of the Company’s common stock, $0.0001 par value per share (the “Shares”), to the several underwriters (such underwriters, for whom Maxim Group LLC (“Maxim” or the “Representative”) is acting as representative, the “Underwriters” and each an “Underwriter”). Such Shares are hereinafter called the “Firm Securities.” The Company has also agreed to grant to the Representative on behalf of the Underwriters an option (the “Option”) to purchase up to an additional [ ] Shares (the “Option Shares” or “Option Securities”, and together with the Shares, the “Offered Securities” or “Securities”) on the terms set forth in Section 1(b) hereof and the offering of such Offered Securities is hereinafter called the “Offering.”
SHARES OF COMMON STOCK ________ PRE-FUNDED WARRANTS (EXERCISABLE FOR _________ SHARES) AND _________ WARRANTS (EXERCISABLE FOR _________ SHARES) OF SUMMIT WIRELESS TECHNOLOGIES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 20th, 2020 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
The undersigned, SUMMIT WIRELESS TECHNOLOGIES, INC., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of SUMMIT WIRELESS TECHNOLOGIES, INC., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriters) on the terms and conditions set forth herein.
SHARES OF COMMON STOCK, _________ PRE-FUNDED WARRANTS (EXERCISABLE FOR _________ SHARES) AND _________ WARRANTS (EXERCISABLE FOR _________ SHARES) OF GUARDION HEALTH SCIENCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 25th, 2019 • Guardion Health Sciences, Inc. • Pharmaceutical preparations • New York
The undersigned, GUARDION HEALTH SCIENCES, INC., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of GUARDION HEALTH SCIENCES, INC., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule 1 hereto for which MAXIM GROUP LLC (“Maxim”) and WALLACHBETH CAPITAL, LLC (“WallachBeth”) are acting as Representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representatives” and if there are no Underwriters other than the Representatives, references to multiple Underwriters shall be disregarded and the term Representatives as used herein shall have the same meaning as Underwriters) on the terms and condit
12,000,000 SHARES OF COMMON STOCK, 1,000,000 PRE-FUNDED WARRANTS (EXERCISABLE FOR 1,000,000 SHARES) AND 13,000,000 WARRANTS (EXERCISABLE FOR 13,000,000 SHARES) OF GUARDION HEALTH SCIENCES, INC. AMENDED AND RESTATED UNDERWRITING AGREEMENTUnderwriting Agreement • August 19th, 2019 • Guardion Health Sciences, Inc. • Pharmaceutical preparations • New York
The undersigned, GUARDION HEALTH SCIENCES, INC., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of GUARDION HEALTH SCIENCES, INC., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule 1 hereto for which MAXIM GROUP LLC (“Maxim”) and WallachBeth Capital, LLC (“WallachBeth”) are acting as Representatives to the several Underwriters (in such capacity, the “Representatives” and each a “Representatives” and if there are no Underwriters other than the Representatives, references to multiple Underwriters shall be disregarded and the term Representatives as used herein shall have the same meaning as Underwriters) on the terms and condit
UNDERWRITING AGREEMENTUnderwriting Agreement • November 5th, 2018 • Lm Funding America, Inc. • Finance services • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • October 22nd, 2018 • Lm Funding America, Inc. • Finance services • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • October 17th, 2018 • Lm Funding America, Inc. • Finance services • New York
INTERPACE DIAGNOSTICS GROUP, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 13th, 2017 • Interpace Diagnostics Group, Inc. • Surgical & medical instruments & apparatus • New York
