Common Contracts

Agreement for Executing Broker to Screen for Clearing Broker Limits1

New York • June 18th, 2022

• Jurisdiction
  New York
• Filed
  June 18th, 2022

This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-­‐Up Screening Agreement”) is made this day of , 20 , by and between (“Executing Broker”) and ________________________ (“Clearing Broker”). This Give-­‐Up Screening Agreement shall constitute an agreement within the meaning of CFTC Rule 1.73(a)(2)(iv) between the Executing Broker and Clearing Broker.