February 8, 2012Epicept Corp • February 9th, 2012 • Pharmaceutical preparations • New York
Company FiledFebruary 9th, 2012 Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between EpiCept Corporation (the “Company”) and Rodman & Renshaw, LLC (“Rodman”) that Rodman shall serve as the exclusive placement agent and/or exclusive underwriter (the “Services”) for the Company, on a reasonable best efforts basis (or, firm commitment, in the event of an underwritten transaction), in connection with the proposed offer and placement (the “Offering”) by the Company of equity and/or equity-linked securities of the Company (the “Securities”). The terms of the Offering and the Securities shall be mutually agreed upon by the Company and the investors and nothing herein implies that Rodman would have the power or authority to bind the Company or an obligation for the Company to issue any Securities or complete the Offering. The Company expressly acknowledges and agrees that the execution of this Agreement does not constitute a commitment by Rodman to purchase the Securities and does not ensure the successful placeme
June 30, 2011Celsion CORP • July 6th, 2011 • Pharmaceutical preparations • New York
Company FiledJuly 6th, 2011 Industry JurisdictionThis letter (this “Agreement”) constitutes the agreement between Celsion Corporation, a Delaware corporation (the “Company”) and Rodman & Renshaw, LLC (“Rodman”) that Rodman shall serve as the exclusive (i) placement agent (the “Direct Offering”) on a reasonable best efforts basis or (ii) underwriter for the Company, on a firm commitment basis (“Underwritten Offering”), in connection with the proposed placement or series of placements to occur during the term of this Agreement (such Direct Offerings and Underwritten Offerings, collectively the “Offering”). The Offering shall consist of registered or unregistered securities (the “Securities”) of the Company. The terms of such Offering and the Securities shall be mutually agreed upon by the Company, Rodman and, if a Direct Offering, the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein implies that Rodman would have the power or authority to bind the Company or any Purchaser, and the Company shall not
December 11, 2009China North East Petroleum Holdings LTD • December 15th, 2009 • Crude petroleum & natural gas • New York
Company FiledDecember 15th, 2009 Industry Jurisdiction
STRICTLY CONFIDENTIAL Wang Hongjun President China North East Petroleum Holdings LimitedChina North East Petroleum Holdings LTD • September 16th, 2009 • Crude petroleum & natural gas • New York
Company FiledSeptember 16th, 2009 Industry Jurisdiction