1,000,000 Units RECON TECHNOLOGY, LTD UNDERWRITING AGREEMENT June [ ], 2010 LADENBURG THALMANN & CO. INC.Underwriting Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • June 24th, 2014 • Profire Energy Inc • Auto controls for regulating residential & comml environments • New York
Contract Type FiledJune 24th, 2014 Company Industry JurisdictionProfire Energy, Inc. a Nevada corporation (the “Company”), proposes to sell and issue, subject to the terms and conditions set forth herein, to each of the underwriters listed on Schedule A hereto (each, an “Underwriter” and collectively, the “Underwriters”), for whom Maxim Group LLC and Chardan Capital Markets LLC are acting as representatives (in such capacity, each a “Representative” and collectively, the “Representatives”), an aggregate of ______________ shares (the “Company Firm Shares”) of common stock, $0.001 par value per share, of the Company (the “Common Stock”). In addition, the Company and certain stockholders of the Company (the “Selling Stockholders”) named in Schedule B hereto severally propose to issue an aggregate of _____________ shares (the “Selling Stockholder Firm Shares “ and collectively with the Company Firm Shares, the “Firm Shares”) and to grant to the Underwriters an option (the “Over-allotment Option”) to purchase, solely for the purpose of covering over-all
] Units RECON TECHNOLOGY, LTD UNDERWRITING AGREEMENT June [ ], 2010Underwriting Agreement • June 22nd, 2010 • Recon Technology, LTD • Oil & gas field services, nec • New York
Contract Type FiledJune 22nd, 2010 Company Industry Jurisdiction
1,000,000 Units RECON TECHNOLOGY, LTD UNDERWRITING AGREEMENT June [ ], 2010Underwriting Agreement • June 9th, 2010 • Recon Technology, LTD • Oil & gas field services, nec • New York
Contract Type FiledJune 9th, 2010 Company Industry Jurisdiction
Ordinary Shares INCREDIMAIL LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • January 26th, 2006 • IncrediMail Ltd. • Services-computer programming services • New York
Contract Type FiledJanuary 26th, 2006 Company Industry JurisdictionIncrediMail Ltd., a company organized and existing under the laws of Israel (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to sell and issue to the Underwriters an aggregate of [________] of its ordinary shares (the “Firm Shares”), par value NIS 0.01 per share (the “Ordinary Shares”).
] Ordinary Shares INCREDIMAIL LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • January 5th, 2006 • IncrediMail Ltd. • Services-computer programming services • New York
Contract Type FiledJanuary 5th, 2006 Company Industry Jurisdiction
5,000,000 Shares of Common Stock DYNAVAX TECHNOLOGIES CORPORATION UNDERWRITING AGREEMENT October 10, 2005Underwriting Agreement • October 12th, 2005 • Dynavax Technologies Corp • Pharmaceutical preparations • New York
Contract Type FiledOctober 12th, 2005 Company Industry JurisdictionBEAR, STEARNS & CO. INC. CIBC WORLD MARKETS CORP. PACIFIC GROWTH EQUITIES, LLC As Representatives of the several Underwriters named in Schedule I attached hereto (the “Representative(s)”) c/o Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179
3,000,000 Shares of Common Stock AXSYS TECHNOLOGIES, INC. UNDERWRITING AGREEMENT September , 2005Underwriting Agreement • September 8th, 2005 • Axsys Technologies Inc • Optical instruments & lenses • New York
Contract Type FiledSeptember 8th, 2005 Company Industry Jurisdiction
4,000,000 Shares of Common Stock CURAGEN CORPORATION UNDERWRITING AGREEMENT August 9, 2005Underwriting Agreement • August 10th, 2005 • Curagen Corp • Services-commercial physical & biological research • New York
Contract Type FiledAugust 10th, 2005 Company Industry JurisdictionCuraGen Corporation, a corporation organized and existing under the laws of Delaware (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Bear, Stearns & Co. Inc. (the “Underwriter”) an aggregate of 4,000,000 shares (the “Shares”) of its common stock, par value $0.01 per share (the “Common Stock”). The Shares are more fully described in the Registration Statement and Prospectus referred to below.
] Shares of Common Stock CKX, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2005 • CKX, Inc. • Services-motion picture & video tape production • New York
Contract Type FiledMay 19th, 2005 Company Industry Jurisdiction
5,000,000 Shares of Common Stock GARDNER DENVER, INC. UNDERWRITING AGREEMENT April 28, 2005Underwriting Agreement • May 4th, 2005 • Gardner Denver Inc • General industrial machinery & equipment • New York
Contract Type FiledMay 4th, 2005 Company Industry JurisdictionBEAR, STEARNS & CO. INC. J.P. MORGAN SECURITIES INC. KEYBANC CAPITAL MARKETS, A DIVISION OF MCDONALD INVESTMENTS, INC. c/o Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179
1,800,000 Units, each Unit consisting of One (1) Share of Common Stock and Two (2) Redeemable Common Stock Purchase Warrants HYPERSPACE COMMUNICATIONS, INC. UNDERWRITING AGREEMENT September , 2004Underwriting Agreement • October 1st, 2004 • HyperSpace Communications, Inc. • Services-prepackaged software • New York
Contract Type FiledOctober 1st, 2004 Company Industry JurisdictionCapital Growth Financial, LLC 225 NE Mizner Blvd., Suite 750 Boca Raton, Florida 33432 As Representative of the Underwriters named on Schedule A hereto
2,000,000 Units, each Unit consisting of One (1) Share of Common Stock and Two (2) Redeemable Common Stock Purchase Warrants HYPERSPACE COMMUNICATIONS, INC. UNDERWRITING AGREEMENT September , 2004Underwriting Agreement • September 24th, 2004 • HyperSpace Communications, Inc. • Services-prepackaged software • New York
Contract Type FiledSeptember 24th, 2004 Company Industry JurisdictionCapital Growth Financial, LLC 225 NE Mizner Blvd., Suite 750 Boca Raton, Florida 33432 As Representative of the Underwriters named on Schedule A hereto
2,200,000 Shares of Common Stock HYPERSPACE COMMUNICATIONS, INC. UNDERWRITING AGREEMENT [SUBJECT TO COMPLETION OF DUE DILIGENCE] July , 2004Underwriting Agreement • July 23rd, 2004 • HyperSpace Communications, Inc. • Services-prepackaged software • New York
Contract Type FiledJuly 23rd, 2004 Company Industry JurisdictionHyperspace Communications, Inc., a corporation organized and existing under the laws of Colorado (the "Company"), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Exhibit A hereto (collectively, the "Underwriters"), for whom Maxim Group LLC is acting as representative (in such capacity, the "Representative"), to sell and issue to the Underwriters an aggregate of 2,200,000 shares (the "Firm Shares") of its common stock, no par value per share (the "Common Stock"). In addition, the Company proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 2 hereof, an aggregate additional amount of 330,000 shares of Common Stock (the "Additional Shares"). The Firm Shares and any Additional Shares purchased by the Underwriters are referred to herein as the "Shares." The Shares are more fully described in the Registration Statement and Prospectus referred to below. The offering and sale of the Shares
] Shares of Common Stock NEWTEK BUSINESS SERVICES, INC. UNDERWRITING AGREEMENT June , 2004Underwriting Agreement • June 28th, 2004 • Newtek Business Services Inc • Finance services • New York
Contract Type FiledJune 28th, 2004 Company Industry JurisdictionNewtek Business Services, Inc., a corporation organized and existing under the laws of New York (the “Company”), confirms its agreement, subject to the terms and conditions set forth herein, with each of the underwriters listed on Exhibit A hereto (collectively, the “Underwriters”), for whom Roth Capital Partners, LLC and Maxim Group LLC are acting as representatives (in such capacity, the “Representatives”), to sell and issue to the Underwriters an aggregate of [ ] shares (the “Firm Shares”) of its common stock, par value $0.02 per share (the “Common Stock”). In addition, the Company, on a first priority basis, and the shareholders of the Company listed on Schedule B hereto (the “Selling Shareholders”), on a second priority basis, propose to sell to the Underwriters, upon the terms and conditions set forth in Section 3 hereof, an aggregate additional amount of [ ] shares of Common Stock (the “Additional Shares”). The Firm Shares and any Additional Shares purchased by the Underwriters