PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 9th, 2023 • Arch Therapeutics, Inc. • Surgical & medical instruments & apparatus • Florida
Contract Type FiledNovember 9th, 2023 Company Industry JurisdictionThis letter (this “Agreement”) constitutes the agreement between Arch Therapeutics, Inc., a Nevada corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson”) pursuant to which Dawson shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement by the Company of its Securities (as defined Section 3 of this Agreement) in reliance upon the exemption from securities registration afforded by Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”) and Rule 506(b) of Regulation D (“Regulation D”) as promulgated by the United States Securities and Exchange Commission (the “Commission”) under the Securities Act, and Dawson agrees to act as the Company’s exclusive Placement Agent (the “Offering”). The Company and Dawson hereby mutually agree to the terms of the Offering and the Securities, and nothing in this Agreement may be construed
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 13th, 2022 • NextPlat Corp • Telephone communications (no radiotelephone) • Florida
Contract Type FiledDecember 13th, 2022 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 16th, 2016 • InspireMD, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 16th, 2016 Company Industry JurisdictionThis letter (this “Agreement”) constitutes the agreement between InspireMD, Inc., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a best efforts basis, in connection with the proposed private offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts basis” only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.