UNDERWRITING AGREEMENT between NOVA MINERALS LIMITED and THINKEQUITY LLC as Representative of the Several Underwriters NOVA MINERALS LIMITEDUnderwriting Agreement • September 19th, 2024 • Nova Minerals LTD • Gold and silver ores • New York
Contract Type FiledSeptember 19th, 2024 Company Industry JurisdictionThe undersigned, Nova Minerals Limited, an Australian public company limited by shares (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Nova Minerals Limited, the “Company”), hereby confirms its agreement (this “Agreement”) with ThinkEquity LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENT between LEAPING GROUP CO., LTD. (the “Company”) and BOUSTEAD SECURITIES, LLC (the “Underwriter”) LEAPING GROUP CO., LTD. UNDERWRITING AGREEMENTUnderwriting Agreement • August 12th, 2019 • Leaping Group Co., Ltd. • Services-advertising • New York
Contract Type FiledAugust 12th, 2019 Company Industry JurisdictionThe undersigned, LEAPING GROUP CO., LTD., a Cayman Islands limited liability company (the “Company”), hereby confirms its agreement with BOUSTEAD SECURITIES, LLC (hereinafter referred to as “you” (including its correlatives) or the “Underwriter”) with respect to the sale (the “Offering”) by the Company, through the Underwriter, on a best efforts basis, of a minimum of 1,200,000 ordinary shares, par value US$0.00284 per share, of the Company and a maximum of 4,000,000 ordinary shares of the Company (the “Placement Shares”), par value US$0.00284 per ordinary share, at an offering price of US$5.00 per ordinary share for gross offering proceeds of between US$6,000,000 (the “Minimum Amount”), and US$20,000,000 (the “Maximum Amount”). For avoidance of doubt, all references herein to “Shares” shall refer only to Placement Shares.
UNDERWRITING AGREEMENT between DRAGON VICTORY INTERNATIONAL LIMITED (a Cayman Islands exempted limited liability company) and BOUSTEAD SECURITIES, LLC as Underwriter DRAGON VICTORY INTERNATIONAL LIMITED Minimum Offering: $_________ Maximum Offering:...Underwriting Agreement • January 31st, 2017 • Dragon Victory International LTD • Investors, nec • California
Contract Type FiledJanuary 31st, 2017 Company Industry Jurisdiction
FOTV MEDIA NETWORKS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 18th, 2016 • FOTV Media Networks Inc. • Services-video tape rental • New York
Contract Type FiledAugust 18th, 2016 Company Industry Jurisdiction
CERECOR INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 22nd, 2015 • Cerecor Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 22nd, 2015 Company Industry JurisdictionThe undersigned, Cerecor Inc., a Delaware corporation (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters named in Schedule I hereto (the “Underwriters” and each an “Underwriter”), for whom Maxim Group LLC is acting as representative (in such capacity, the “Representative”), to issue and sell to the Underwriters an aggregate of [ ] shares (the “Firm Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company shall grant to the Underwriters an option (the “Over-Allotment Option”) to purchase up to an additional [ ] shares (the “Option Shares”) of Common Stock from the Company for the purpose of covering over-allotments in connection with the sale of the Firm Shares. The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Securities.” The offering and sale of the Securities contemplated by this Agreement is referred to herein as the “Offering.”
UNDERWRITING AGREEMENT between WHITESMOKE, INC. and AEGIS CAPITAL CORP. as RepresentativeUnderwriting Agreement • October 20th, 2011 • WhiteSmoke, Inc. • Services-prepackaged software • New York
Contract Type FiledOctober 20th, 2011 Company Industry JurisdictionThe undersigned, WhiteSmoke, Inc., a company formed under the laws of the State of Delaware (the “Company”), hereby confirms its agreement with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which you are acting as Representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENT between WHITESMOKE, INC. and RODMAN & RENSHAW, LLC as RepresentativeUnderwriting Agreement • August 22nd, 2011 • WhiteSmoke, Inc. • Services-prepackaged software • New York
Contract Type FiledAugust 22nd, 2011 Company Industry JurisdictionThe undersigned, WhiteSmoke, Inc., a company formed under the laws of the State of Delaware (the “Company”), hereby confirms its agreement with Rodman & Renshaw, LLC (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which you are acting as Representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENT Among VENTRUS BIOSCIENCES, INC. and RODMAN & RENSHAW, LLC and NATIONAL SECURITIES CORPORATION as RepresentativesUnderwriting Agreement • December 6th, 2010 • Ventrus Biosciences Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 6th, 2010 Company Industry JurisdictionThe undersigned, Ventrus Biosciences, Inc., a company formed under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of the Company, the “Company”), hereby confirms its agreement with Rodman & Renshaw, LLC and National Securities Corporation (hereinafter referred to as “you” (including its correlatives) or the “Representatives”) and with the other underwriters named on Schedule 1 hereto for which the Representatives are acting as representatives (the Representatives and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
UNDERWRITING AGREEMENT Among VENTRUS BIOSCIENCES, INC. and RODMAN & RENSHAW, LLC and NATIONAL SECURITIES CORPORATION as RepresentativesUnderwriting Agreement • November 16th, 2010 • Ventrus Biosciences Inc • Pharmaceutical preparations • New York
Contract Type FiledNovember 16th, 2010 Company Industry JurisdictionThe undersigned, Ventrus Biosciences, Inc., a company formed under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of the Company, the “Company”), hereby confirms its agreement with Rodman & Renshaw, LLC and National Securities Corporation (hereinafter referred to as “you” (including its correlatives) or the “Representatives”) and with the other underwriters named on Schedule 1 hereto for which the Representatives are acting as representatives (the Representatives and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows: