Common Contracts
4 similar Dealer-Manager Agreement contracts by CION Investment Corp, ICON ECI Fund Sixteen
UP TO $250,000,000 IN CLASS A AND CLASS I SHARES OF ICON ECI FUND SIXTEEN (a Delaware statutory trust) FORM OF DEALER-MANAGER AGREEMENTDealer-Manager Agreement • February 1st, 2013 • ICON ECI Fund Sixteen • Services-equipment rental & leasing, nec • New York
ICON ECI Fund Sixteen, a statutory trust organized under Chapter 38 of Title 12 of the Delaware Code (the “Company”), has registered for public sale (the “Offering”) up to a maximum of $250,000,000 in two classes of shares, Class A shares and Class I shares (collectively, the “Shares”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the dealer manager (the “Dealer Manager”) and the broker-dealers and registered investment advisers selected by you to participate and to whom you will provide sales support in the Offering (collectively, the “Selected Dealers”) at an initial offering price of $1,000.00 per Class A share and $930.00 per Class I share in the primary offering or $930.00 per share issued pursuant to the Company’s distribution reinvestment plan (subject to different sales commissions and ongoing fees and expenses and, in certain circumstances, to discounts based upon the volume of shares purchased or other exceptions). The Co
UP TO $250,000,000 IN CLASS A AND CLASS I SHARES OF ICON ECI FUND SIXTEEN (a Delaware statutory trust) FORM OF DEALER-MANAGER AGREEMENTDealer-Manager Agreement • November 26th, 2012 • ICON ECI Fund Sixteen • New York
ICON ECI Fund Sixteen, a statutory trust organized under Chapter 38 of Title 12 of the Delaware Code (the “Company”), has registered for public sale (the “Offering”) up to a maximum of $250,000,000 in two classes of shares, Class A shares and Class I shares (collectively, the “Shares”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the dealer manager (the “Dealer Manager”) and the broker-dealers and registered investment advisers selected by you to participate and to whom you will provide sales support in the Offering (collectively, the “Selected Dealers”) at an initial offering price of $1,000.00 per share in the primary offering or $920.00 per share issued pursuant to the Company’s distribution reinvestment plan (subject to different sales commissions and ongoing fees and expenses and, in certain circumstances, to discounts based upon the volume of shares purchased or other exceptions). The Company may, at any time prior to the tw
CĪON INVESTMENT CORPORATION UP TO $1,000,000,000 IN SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE (a Maryland corporation) DEALER-MANAGER AGREEMENTDealer-Manager Agreement • June 29th, 2012 • CION Investment Corp • New York
CĪON Investment Corporation, a Maryland corporation (the “Company”), has registered for public sale (the “Offering”) up to a maximum of $1,000,000,000 in shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the dealer manager (the “Dealer Manager”) and the broker-dealers selected by you to participate and to whom you will provide sales support in the Offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased or other exceptions). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
CĪON INVESTMENT CORPORATION UP TO $1,000,000,000 IN SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE (a Maryland corporation) FORM OF DEALER-MANAGER AGREEMENTDealer-Manager Agreement • February 17th, 2012 • CION Investment Corp • New York
CĪON Investment Corporation, a Maryland corporation (the “Company”), has registered for public sale (the “Offering”) up to a maximum of $1,000,000,000 in shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the dealer manager (the “Dealer Manager”) and the broker-dealers selected by you to participate and to whom you will provide sales support in the Offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased or other exceptions). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
