ContractSecurity Agreement • December 11th, 2013 • RiceBran Technologies • Grain mill products • Delaware
Contract Type FiledDecember 11th, 2013 Company Industry JurisdictionTHIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. IT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE NOTE UNDER SAID ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE CORPORATION THAT SUCH REGISTRATION IS NOT REQUIRED. THIS NOTE IS SUBJECT TO THE TERMS OF A RESTATED SUBORDINATION AGREEMENT IN FAVOR OF TCA GLOBAL CREDIT MASTER FUND, LP AND HILLAIR CAPITAL INVESTMENTS, L.P., DATED ON OR ABOUT MAY 9, 2013.”
RICEBRAN TECHNOLOGIES AMENDED AND RESTATED SECURED PROMISSORY NOTESecurity Agreement • December 11th, 2013 • RiceBran Technologies • Grain mill products • Delaware
Contract Type FiledDecember 11th, 2013 Company Industry JurisdictionThis promissory note (“Note”) amends and restates in its entirety that certain Secured Convertible Promissory Note, dated ____, in the original principal sum of ___________ (_______) (as thereafter amended before the date hereof, the “Original Note”), made by RiceBran Technologies, a California corporation (the “Company”), The RiceX Company, a Delaware corporation (“RiceX”), and RiceScience, LLC, a California limited liability company (“RiceScience”, and together with RiceX, the “Subsidiaries”). This Note shall be effective on the Trigger Date (as defined in the Note Purchase Agreement).
ContractSecurity Agreement • December 11th, 2013 • RiceBran Technologies • Grain mill products • Delaware
Contract Type FiledDecember 11th, 2013 Company Industry JurisdictionTHIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. IT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE NOTE UNDER SAID ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE CORPORATION THAT SUCH REGISTRATION IS NOT REQUIRED. THIS NOTE IS SUBJECT TO THE TERMS OF A RESTATED SUBORDINATION AGREEMENT IN FAVOR OF TCA GLOBAL CREDIT MASTER FUND, LP AND HILLAIR CAPITAL INVESTMENTS, L.P., DATED ON OR ABOUT MAY 9, 2013.”