Common Contracts
1 similar Trace Participation Agreement contracts
TRACE PARTICIPATION AGREEMENT v. 33.1Trace Participation Agreement • July 7th, 2006 • New York
This Trade Reporting and Compliance Engine (TRACE) Participation Agreement (Agreement) is made by and between the National Association of Securities Dealers, Inc. (NASD), a Delaware nonprofit corporation that is a securities self-regulatory organization, registered with the United States Securities and Exchange Commission (SEC) and subject to the Securities Exchange Act of 1934 (Act) (NASD and its subsidiaries, and affiliated entities, are collectively referred to herein as the NASD) whose principal place of business is located at 1735 K Street, N.W., Washington, D.C. and the Participant.
