EVERBRIDGE, INC. (a Delaware corporation) 650,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 20th, 2017 • Everbridge, Inc. • Services-prepackaged software • New York
Contract Type FiledNovember 20th, 2017 Company Industry JurisdictionEverbridge, Inc., a Delaware corporation (the “Company”), and Jaime Ellertson (the “Selling Shareholder”), confirm their respective agreements with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), Credit Suisse Securities (USA) LLC and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch and Credit Suisse are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Selling Shareholder and the purchase by the Underwriters of an aggregate of 650,000 shares (the “Initial Shares”) of Common Stock, par value $0.001 per share, of the Company (“Common Stock”) and (ii) the grant by the Selling Shareholder to the Underwriters of the option described in Section 2(b) hereof to purchase all or any part of 97,500 additional shares of Common Stock (the “Option Securi
SPECTRA ENERGY CORP (A Delaware corporation) 14,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 8th, 2016 • Spectra Energy Corp. • Natural gas transmisison & distribution • New York
Contract Type FiledApril 8th, 2016 Company Industry Jurisdiction
PINNACLE FOODS INC. (a Delaware corporation) 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 8th, 2015 • Pinnacle Foods Inc. • Food and kindred products • New York
Contract Type FiledMay 8th, 2015 Company Industry JurisdictionPinnacle Foods Inc., a Delaware corporation (the “Company”), and the selling stockholders identified in Schedule E hereto (the “Selling Stockholders”), confirm their agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof, and to the extent there is only a single underwriter, the term “Underwriters” shall be deemed to refer to the single Underwriter, mutatis mutandis), with respect to the sale by the Selling Stockholders, and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $0.01 per share, of the Company (“Common Stock”) set forth in Schedule A hereto. The aforesaid 5,000,000 shares of Common Stock to be purchased by the Underwriters are herein called, collectively, the “Securities.”
PINNACLE FOODS INC. (a Delaware corporation) 14,324,145 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 13th, 2015 • Pinnacle Foods Inc. • Food and kindred products • New York
Contract Type FiledMarch 13th, 2015 Company Industry JurisdictionPinnacle Foods Inc., a Delaware corporation (the “Company”), and the selling stockholders identified in Schedule E hereto (the “Selling Stockholders”), confirm their agreement with Credit Suisse Securities (USA) LLC (the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof, and to the extent there is only a single underwriter, the term “Underwriters” shall be deemed to refer to the single Underwriter, mutatis mutandis), with respect to the sale by the Selling Stockholders, and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $0.01 per share, of the Company (“Common Stock”) set forth in Schedule A hereto. The aforesaid 14,324,145 shares of Common Stock to be purchased by the Underwriters are herein called, collectively, the “Securities.”
METALDYNE PERFORMANCE GROUP INC. (a Delaware corporation) [l] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 1st, 2014 • Metaldyne Performance Group Inc. • Motor vehicle parts & accessories • New York
Contract Type FiledDecember 1st, 2014 Company Industry JurisdictionMetaldyne Performance Group Inc., a Delaware corporation (the “Company”) and ASP MD Investco LP (the “Selling Stockholder”), confirm their agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 13 hereof), for whom Merrill Lynch, Goldman Sachs & Co. and Deutsche Bank Securities Inc. are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Selling Stockholder, and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $0.001 per share, of the Company (“Common Stock”) set forth in Schedule A hereto and (ii) the grant by the Selling Stockholder to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to
GOVERNMENT PROPERTIES INCOME TRUST (a Maryland real estate investment trust) 13,500,000 Common Shares of Beneficial Interest UNDERWRITING AGREEMENTUnderwriting Agreement • July 25th, 2014 • Government Properties Income Trust • Real estate • New York
Contract Type FiledJuly 25th, 2014 Company Industry Jurisdiction
REXNORD CORPORATION (a Delaware corporation) 6,500,000 Shares of Common Stock UNDERWRITING AGREEMENT Dated: June 20, 2013Underwriting Agreement • June 24th, 2013 • Rexnord Corp • General industrial machinery & equipment • New York
Contract Type FiledJune 24th, 2013 Company Industry Jurisdiction
AUTOZONE, INC. (a Nevada corporation) 3.125% SENIOR NOTES DUE 2023 UNDERWRITING AGREEMENT Dated: April 18, 2013Underwriting Agreement • April 19th, 2013 • Autozone Inc • Retail-auto & home supply stores • New York
Contract Type FiledApril 19th, 2013 Company Industry JurisdictionAutoZone, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and SunTrust Robinson Humphrey, Inc. are acting as representatives (the “Representatives”), $500,000,000 in aggregate principal amount of its 3.125% Senior Notes Due 2023 (the “Securities”) to be issued pursuant to the provisions of an Indenture dated as of August 8, 2003 (as supplemented by an officers’ certificate to be dated as of April 29, 2013, the “Indenture”) between the Company and The Bank of New York Mellon Trust Company, N.A., successor in interest to Bank One Trust Company, N.A., as trustee (the “Trustee”).
WISDOMTREE INVESTMENTS, INC. (a Delaware corporation) 14,362,251 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 30th, 2012 • WisdomTree Investments, Inc. • Commodity contracts brokers & dealers • New York
Contract Type FiledJanuary 30th, 2012 Company Industry Jurisdiction
SEMILEDS CORPORATION (a Delaware corporation) · Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 16th, 2010 • SemiLEDs Corp • Semiconductors & related devices • New York
Contract Type FiledNovember 16th, 2010 Company Industry Jurisdiction
MOLINA HEALTHCARE, INC. (a Delaware corporation) 4,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 11th, 2010 • Molina Healthcare Inc • Hospital & medical service plans • New York
Contract Type FiledAugust 11th, 2010 Company Industry Jurisdiction