Common Contracts
5 similar Underwriting Agreement contracts by Global Water Resources, Inc., Lantronix Inc, Mohawk Group Holdings, Inc.
GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 1st, 2022 • Global Water Resources, Inc. • Water supply • California
Global Water Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Underwriting Agreement (the “Agreement”), to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 1,000,000 authorized but unissued shares (the “Firm Shares”), of the Company’s common stock, par value $0.01 per share (the “Common Stock”), including 652,000 shares of Common Stock to be sold to existing stockholders of the Company (the “Stockholder Shares”). The Company has granted the Underwriter the option to purchase an aggregate of up to 150,000 additional shares of Common Stock (the “Option Shares”) as may be necessary to cover over-allotments made in connection with the offering (the Firm Shares and the Option Shares are herein collectively called the “Underwritten Shares”).
MOHAWK GROUP HOLDINGS, INC. UNDERWRITING AGREEMENT 3,357,140 Shares of Common StockUnderwriting Agreement • August 25th, 2020 • Mohawk Group Holdings, Inc. • Electric housewares & fans • New York
Mohawk Group Holdings, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriter named in Schedule I hereto (the “Underwriter”), an aggregate of 3,357,140 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriter, upon the terms and conditions set forth herein, up to an additional 503,571 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are collectively referred to as the “Shares.”
870,000 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • January 21st, 2020 • Global Water Resources, Inc. • Water supply • California
Global Water Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Underwriting Agreement (the “Agreement”), to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 870,000 authorized but unissued shares (the “Firm Shares”), of the Company’s common stock, par value $0.01 per share (the “Common Stock”), including 8,775 shares of Common Stock to be sold to an existing stockholder of the Company (the “Stockholder Shares”). The Company has granted the Underwriter the option to purchase an aggregate of up to 130,000 additional shares of Common Stock (the “Option Shares”) as may be necessary to cover over-allotments made in connection with the offering (the Firm Shares and the Option Shares are herein collectively called the “Underwritten Shares”).
1,500,000 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 20th, 2018 • Global Water Resources, Inc. • Water supply • California
Global Water Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Underwriting Agreement (the “Agreement”), to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 1,500,000 authorized but unissued shares (the “Firm Shares”), of the Company’s common stock, par value $0.01 per share (the “Common Stock”), including 46,765 shares of Common Stock to be sold to an existing stockholder of the Company (the “Stockholder Shares”). The Company has granted the Underwriter the option to purchase an aggregate of up to 220,000 additional shares of Common Stock (the “Option Shares”) as may be necessary to cover over-allotments made in connection with the offering (the Firm Shares and the Option Shares are herein collectively called the “Underwritten Shares”).
2,200,000 Shares LANTRONIX, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 26th, 2012 • Lantronix Inc • Computer communications equipment • California
Lantronix, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 2,200,000 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company. The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriter an aggregate of up to 330,000 additional shares of Common Stock (the “Additional Shares”), if and to the extent that the Underwriter shall have determined to exercise the right to purchase such shares granted to the Underwriter in Section 4(b) hereof. The Firm Shares and Additional Shares are collectively referred to as the “Shares.”
