SOUNDHOUND AI, INC. $150,000,000 Shares Common Stock ($ 0.0001 par value) Equity Distribution AgreementEquity Distribution Agreement • April 10th, 2024 • Soundhound Ai, Inc. • Services-prepackaged software • New York
Contract Type FiledApril 10th, 2024 Company Industry JurisdictionSoundHound AI, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Citigroup Global Markets Inc., Barclays Capital Inc., Wedbush Securities Inc., Northland Securities, Inc. and Ladenburg Thalmann & Co. Inc. (each, a “Manager,” and, collectively, the “Managers”) as follows:
CARDLYTICS, INC. Common Stock (par value $0.0001 per share) Having an Aggregate Offering Price of Up to $50,000,000 Equity Distribution AgreementEquity Distribution Agreement • March 18th, 2024 • Cardlytics, Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledMarch 18th, 2024 Company Industry JurisdictionCardlytics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Evercore Group L.L.C., BofA Securities, Inc. and Cantor Fitzgerald & Co. (collectively, the “Managers” and, each individually, a “Manager”) as follows:
EMERGENT BIOSOLUTIONS INC. Common Stock (par value $0.001 per share) Having an Aggregate Offering Price of up to Up to $150,000,000 Equity Distribution AgreementEquity Distribution Agreement • May 18th, 2023 • Emergent BioSolutions Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 18th, 2023 Company Industry JurisdictionEmergent BioSolutions Inc., a Delaware corporation (the “Company”) confirms its agreement (this “Agreement”) with Evercore Group L.L.C. (“Evercore”) and RBC Capital Markets, LLC (“RBC” and collectively with Evercore, the “Managers”), as follows:
fibrogen, inc. Common Stock ($0.01 par value) Having an Aggregate Offering Price of up to $200 Million Amended and Restated Equity Distribution AgreementEquity Distribution Agreement • February 27th, 2023 • Fibrogen Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 27th, 2023 Company Industry JurisdictionReference is made to the Equity Distribution Agreement, dated August 8, 2022 (the “Original Agreement”), by and between FibroGen, Inc., a Delaware corporation (the “Company”) and Goldman Sachs & Co. LLC (the “Existing Manager”).
AMC Entertainment Holdings, Inc. 43,000,000 Shares Class A Common Stock ($0.01 par value) Equity Distribution AgreementEquity Distribution Agreement • April 27th, 2021 • Amc Entertainment Holdings, Inc. • Services-motion picture theaters • New York
Contract Type FiledApril 27th, 2021 Company Industry Jurisdiction
SILVERGATE CAPITAL CORPORATION Common Stock (par value $0.01 per share) Having an Aggregate Offering Price of up to Equity Distribution AgreementEquity Distribution Agreement • March 9th, 2021 • Silvergate Capital Corp • State commercial banks • New York
Contract Type FiledMarch 9th, 2021 Company Industry JurisdictionSilvergate Capital Corporation, a Maryland corporation (the “Company”) confirms its agreement (this “Agreement”) with Goldman Sachs & Co. LLC (“Goldman”), Keefe, Bruyette & Woods, Inc. (“KBW”), Canaccord Genuity LLC (“CG”), Compass Point Research & Trading, LLC (“Compass Point”), Craig-Hallum Capital Group LLC (“Craig-Hallum”), and Wedbush Securities Inc. (“Wedbush”) (each a “Manager” and, collectively, the “Managers”) as follows:
ZILLOW GROUP, INC. Class C Capital Stock ($0.0001 par value) Equity Distribution AgreementEquity Distribution Agreement • February 17th, 2021 • Zillow Group, Inc. • Services-business services, nec • New York
Contract Type FiledFebruary 17th, 2021 Company Industry JurisdictionZillow Group, Inc., a corporation organized under the laws of Washington (the “Company”), confirms its agreement (this “Agreement”) with Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Credit Suisse Securities (USA) LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC, Deutsche Bank Securities Inc., Evercore Group L.L.C., J.P. Morgan Securities LLC and Zelman Partners LLC (each, a “Manager”, and collectively, the “Managers”) as follows:
50,000,000 Shares Class A Common Stock ($0.01 par value) Equity Distribution AgreementEquity Distribution Agreement • January 25th, 2021 • Amc Entertainment Holdings, Inc. • Services-motion picture theaters • New York
Contract Type FiledJanuary 25th, 2021 Company Industry Jurisdiction
AMC Entertainment Holdings, Inc. 178,021,978 Shares Class A Common Stock ($0.01 par value) Equity Distribution AgreementEquity Distribution Agreement • December 11th, 2020 • Amc Entertainment Holdings, Inc. • Services-motion picture theaters • New York
Contract Type FiledDecember 11th, 2020 Company Industry Jurisdiction
AMC Entertainment Holdings, Inc. 20,000,000 Shares Class A Common Stock ($0.01 par value) Equity Distribution AgreementEquity Distribution Agreement • November 10th, 2020 • Amc Entertainment Holdings, Inc. • Services-motion picture theaters • New York
Contract Type FiledNovember 10th, 2020 Company Industry Jurisdiction
60,000,000 Shares Common Stock ($0.001 par value) Equity Distribution AgreementEquity Distribution Agreement • December 27th, 2019 • PhaseBio Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 27th, 2019 Company Industry JurisdictionPhaseBio Pharmaceuticals, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with each of Citigroup Global Markets Inc. and William Blair & Company, L.L.C. (each a “Manager”, and together, the “Managers”) as follows:
ContractEquity Distribution Agreement • December 19th, 2018 • Vici Properties Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 19th, 2018 Company Industry JurisdictionCitigroup Global Markets Inc. 388 Greenwich Street New York, New York, 10013 Merrill Lynch, Pierce, Fenner & Smith IncorporatedOne Bryant ParkNew York, New York 10036 Deutsche Bank Securities Inc.60 Wall StreetNew York, New York 10005 Evercore Group L.L.C.55 East 52nd StreetNew York, New York, 10055 Robert W. Baird & Co. Incorporated777 East Wisconsin AvenueMilwaukee, Wisconsin 53202 Barclays Capital Inc.745 Seventh AvenueNew York, NY 10019 Credit Suisse Securities (USA) LLCEleven Madison AvenueNew York, New York 10010 Stifel, Nicolaus & Company, Incorporated787 7th Avenue, 11th FloorNew York, New York 10019 SunTrust Robinson Humphrey, Inc.3333 Peachtree Road NEAtlanta, Georgia 30326 Wells Fargo Securities, LLC375 Park Avenue, 4th FloorNew York, New York 10152 Ladenburg Thalmann & Co. Inc.277 Park Avenue, 26th FloorNew York, NY 10172 Nomura Securities International, Inc.Worldwide Plaza309 West 49th StreetNew York, New York 10019
Mercury Systems, Inc. Up to $200,000,000 of Shares of Common Stock ($0.01 par value) Equity Distribution Agreement August 28, 2017Equity Distribution Agreement • August 28th, 2017 • Mercury Systems Inc • Electronic components & accessories • New York
Contract Type FiledAugust 28th, 2017 Company Industry JurisdictionMercury Systems, Inc., a corporation organized under the laws of Massachusetts (the “Company”), confirms its agreement (this “Agreement”) with Citigroup Global Markets Inc. (“Citi”), J.P. Morgan Securities LLC (“J.P. Morgan”) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) (each a “Manager” and collectively, the “Managers”) as follows: