6,100,000 Shares The Bancorp, Inc. Common Stock par value $1.00 per share Underwriting AgreementUnderwriting Agreement • March 3rd, 2011 • Bancorp, Inc. • National commercial banks • New York
Contract Type FiledMarch 3rd, 2011 Company Industry JurisdictionThe Bancorp, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom UBS Securities LLC and Sandler O’Neill & Partners, L.P. are acting as joint book running managers and representatives (the “Representatives”), an aggregate of 6,100,000 shares (the “Firm Shares”) and, at the election of the Underwriters, up to 915,000 additional shares (the “Optional Shares”) of the common stock, $1.00 par value per share (“Common Stock”), of the Company (the Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”).
FIRST NIAGARA FINANCIAL GROUP, INC. (a Delaware corporation) 33,340,000 Shares of Common Stock ($0.01 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • September 30th, 2009 • First Niagara Financial Group Inc • Savings institutions, not federally chartered • New York
Contract Type FiledSeptember 30th, 2009 Company Industry JurisdictionFirst Niagara Financial Group, Inc., a Delaware corporation (the “Company”), confirms its agreement with Keefe, Bruyette & Woods, Inc. and Sandler O’Neill & Partners, L.P., in their capacity as representatives (the “Representatives”) of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof) with respect to (i) the sale by the Company, and the purchase by the Underwriters, acting severally and not jointly, of the number of shares of common stock, $0.01 par value per share, of the Company (“Common Stock”) set forth in Schedule A hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 5,001,000 additional shares of Common Stock to cover over-allotments, if any. The aforesaid 33,340,000 shares of Common Stock (the “Initial Securities”) to be
18,000,000 Shares Old National Bancorp Common Stock no par value Underwriting Agreement (the “Agreement”)Underwriting Agreement • September 23rd, 2009 • Old National Bancorp /In/ • National commercial banks • New York
Contract Type FiledSeptember 23rd, 2009 Company Industry JurisdictionOld National Bancorp, an Indiana corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Sandler O’Neill & Partners, L.P. (“Sandler O’Neill”) and each of the other underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 11 hereof), for whom Sandler O’Neill is acting as representative (in such capacity, the “Representative”) with respect to (i) the sale by the Company, and the purchase by the Underwriters, acting severally and not jointly, of an aggregate of 18,000,000 shares of Common Stock, no par value, of the Company (the “Stock”), as set forth in Schedule I hereto (the “Firm Shares”) and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of 2,700,000 additional shares of Stock (the “Optional Shares”) to cover o