Common Contracts

21 similar Underwriting Agreement contracts by Nuveen Flexible Investment Income Fund, Nuveen High Income December 2019 Target Term Fund, Apollo Tactical Income Fund Inc., others

Shares WESTERN ASSET DIVERSIFIED INCOME FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • June 24th, 2021 • Western Asset Diversified Income Fund • New York
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Shares PIMCO DYNAMIC INCOME OPPORTUNITIES FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.00001 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • December 26th, 2020 • PIMCO Dynamic Income Opportunities Fund • New York
] Shares PGIM SHORT DURATION HIGH YIELD OPPORTUNITIES FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • October 26th, 2020 • PGIM Short Duration High Yield Opportunities Fund • New York
] Shares COHEN & STEERS TAX-ADVANTAGED PREFERRED SECURITIES AND INCOME FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • August 18th, 2020 • Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund • New York

Cohen & Steers Tax-Advantaged Preferred Securities and Income Fund, a statutory trust organized under the laws of the State of Maryland (the “Fund”), is a newly organized, non-diversified closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) [NUMBER OF FIRM SHARES] shares of its common shares of beneficial interest, par value $0.001 per share (the “Firm Shares”). The Fund also proposes to issue and sell to the several Underwriters not more than an additional [NUMBER OF ADDITIONAL SHARES] shares of its common shares of beneficial interest, par value $0.001 per share (the “Additional Shares”) if and to the extent that you, as managers of the offering (the “Representatives”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such Additional Shares granted to t

] Shares NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • September 13th, 2019 • Nuveen Municipal Credit Opportunities Fund • New York

Nuveen Municipal Credit Opportunities Fund (the “Fund”), a business trust organized under the laws of The Commonwealth of Massachusetts, is a newly organized, diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Firm Shares”). The Fund also proposes to issue and sell to the several Underwriters not more than an additional [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Additional Shares”) if and to the extent that you, as managers of the offering (the “Representatives”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such Additional Shares granted to the Underwriters in Section 3 hereof. The Firm Shares and the Add

24,500,000 Shares NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • May 12th, 2016 • Nuveen High Income December 2019 Target Term Fund • New York
] Shares NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • May 9th, 2016 • Nuveen High Income December 2019 Target Term Fund • New York

Nuveen High Income December 2019 Target Term Fund (the “Fund”), a business trust organized under the laws of The Commonwealth of Massachusetts, is a newly organized, diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Firm Shares”). The Fund also proposes to issue and sell to the several Underwriters not more than an additional [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Additional Shares”) if and to the extent that you, as managers of the offering (the “Representatives”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such Additional Shares granted to the Underwriters in Section 3 hereof. The Firm Shares and

] Shares NUVEEN HIGH INCOME DECEMBER 2018 TARGET TERM FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • November 10th, 2015 • Nuveen High Income December 2018 Target Term Fund • New York

Nuveen High Income December 2018 Target Term Fund (the “Fund”), a business trust organized under the laws of The Commonwealth of Massachusetts, is a newly organized, diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Firm Shares”). The Fund also proposes to issue and sell to the several Underwriters not more than an additional [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Additional Shares”) if and to the extent that you, as managers of the offering (the “Representatives”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such Additional Shares granted to the Underwriters in Section 3 hereof. The Firm Shares and

] Shares NUVEEN HIGH INCOME 2020 TARGET TERM FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • July 29th, 2015 • Nuveen High Income 2020 Target Term Fund • New York

Nuveen High Income 2020 Target Term Fund (the “Fund”), a business trust organized under the laws of The Commonwealth of Massachusetts, is a newly organized, diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Firm Shares”). The Fund also proposes to issue and sell to the several Underwriters not more than an additional [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Additional Shares”) if and to the extent that you, as managers of the offering (the “Representatives”), shall have determined to exercise, on behalf of the Underwriters, the right to purchase such Additional Shares granted to the Underwriters in Section 3 hereof. The Firm Shares and the Addit

] Shares NUVEEN FLEXIBLE INVESTMENT INCOME FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • June 25th, 2013 • Nuveen Flexible Investment Income Fund • New York
] Shares NUVEEN FLEXIBLE INVESTMENT INCOME FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • June 24th, 2013 • Nuveen Flexible Investment Income Fund • New York
] Shares DREYFUS MUNICIPAL INFRASTRUCTURE FUND, INC. SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • March 22nd, 2013 • Dreyfus Municipal Bond Infrastructure Fund, Inc. • New York

We refer to the Underwriting Agreement dated [PRICING DATE] (the “Underwriting Agreement”) among Dreyfus Municipal Infrastructure Fund, Inc., The Dreyfus Corporation, Standish Mellon Asset Management Company LLC and Morgan Stanley & Co. LLC, Citigroup Global Markets Inc. and [ ], as representatives of the several Underwriters listed in Schedule I thereto; capitalized terms being used herein as therein defined. We hereby exercise an option to purchase [NUMBER OF SHARES AS TO WHICH OPTION IS BEING EXERCISED] Additional Shares, on the basis of the representations and warranties contained in the Underwriting Agreement, and subject to its terms and conditions. Such Additional Shares will be purchased on [OPTION CLOSING DATE] (which shall be an Option Closing Date) at the offices of Weil, Gotshal & Manges LLP, New York, New York, at 10:00 A.M. (New York City time). [This option exercise is without prejudice to the Underwriters’ right under the Underwriting Agreement to exercise one or more o

—] Shares Apollo Tactical Income Fund Inc. Common Stock ($0.001 par value per share) UNDERWRITING AGREEMENT
Underwriting Agreement • February 25th, 2013 • Apollo Tactical Income Fund Inc. • New York
] Shares NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • November 21st, 2012 • Nuveen Intermediate Duration Municipal Term Fund • New York

Nuveen Intermediate Duration Municipal Term Fund (the “Fund”), a business trust organized under the laws of The Commonwealth of Massachusetts, is a newly organized, diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Firm Shares”). The Fund also proposes to issue and sell to the several Underwriters not more than an additional [ ] shares of its common shares of beneficial interest, par value $0.01 per share (the “Additional Shares”) if and to the extent

Shares STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND COMMON SHARES, PAR VALUE $0.00001 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • October 18th, 2012 • Stone Harbor Emerging Markets Total Income Fund • New York
—] Shares PIMCO DYNAMIC INCOME FUND COMMON SHARES, PAR VALUE $0.00001 PER SHARE FORM OF UNDERWRITING AGREEMENT
Underwriting Agreement • May 11th, 2012 • PIMCO Dynamic Income Fund • New York
—] Shares NUVEEN REAL ASSET INCOME AND GROWTH FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • March 23rd, 2012 • Nuveen Real Asset Income & Growth Fund • New York

Nuveen Real Asset Income and Growth Fund (the “Fund”) is a newly organized, diversified closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Fund proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) [—] shares of its common shares of beneficial interest, par value $0.01 per share (the “Firm Shares”). The Fund also proposes to issue and sell to the several Underwriters not more than an additional [—] shares of its common shares of beneficial interest, par value $0.01 per share (the “Additional Shares”) if and to the extent that you, as managers of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares granted to the Underwriters in Section 3 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The common shares of beneficial interest, par

Shares SALIENT MLP & ENERGY INFRASTRUCTURE FUND COMMON SHARES, PAR VALUE $.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • May 24th, 2011 • Salient MLP & Energy Infrastructure Fund • New York
Shares JOHN HANCOCK HEDGED EQUITY & INCOME FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreement • May 24th, 2011 • John Hancock Hedged Equity & Income Fund • New York
] Shares EATON VANCE TAX-ADVANTAGED BOND AND OPTION STRATEGIES FUND COMMON SHARES $0.01 PAR VALUE UNDERWRITING AGREEMENT
Underwriting Agreement • June 23rd, 2010 • Eaton Vance Tax-Advantaged Bond & Option Strategies Fund • New York
] Shares NUVEEN GLOBAL VALUE OPPORTUNITIES FUND COMMON SHARES OF BENEFICIAL INTEREST (Par Value $0.01 Per Share) UNDERWRITING AGREEMENT
Underwriting Agreement • July 21st, 2006 • Nuveen Global Value Opportunities Fund • New York
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