Common Contracts

Glossary of Terms

Dissemination Agent Agreement • February 15th, 2017

• Contract Type
  Dissemination Agent Agreement
• Filed
  February 15th, 2017

• The SEC regulates Underwriters through Rule 15c2-12 (the “Rule”) under the Securities Exchange Act of 1934; because of the Rule, Underwriters are required to ensure that the Issuer contractually agrees to provide certain ongoing continuing disclosures