] Shares Radiant Logistics, Inc. [ ]% Series A Cumulative Redeemable Perpetual Preferred Stock ($0.001 par value per share) Underwriting AgreementUnderwriting Agreement • November 22nd, 2013 • Radiant Logistics, Inc • Arrangement of transportation of freight & cargo • New York
Contract Type FiledNovember 22nd, 2013 Company Industry JurisdictionRadiant Logistics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of [ ] shares (the “Firm Shares”) of its [ ]% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.001 par value per share, liquidation preference $25.00 per share (the “Series A Preferred Shares”), to the underwriters listed on Schedule I hereto (the “Underwriters”). In addition, the Company proposes to grant to the Underwriters an option to purchase up to [ ] additional shares of Series A Preferred Shares (the “Optional Shares”). The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are collectively called the “Shares.”
2,800,000 Shares RAND LOGISTICS, INC. Common Stock ($0.0001 par value per share)Underwriting Agreement • September 21st, 2011 • Rand Logistics, Inc. • Water transportation • New York
Contract Type FiledSeptember 21st, 2011 Company Industry JurisdictionRand Logistics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 2,800,000 shares (the “Firm Shares”) of its common stock $0.0001 par value (the “Common Stock”) to BB&T Capital Markets, a division of Scott & Stringfellow, LLC (the “Underwriter”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to 420,000 additional shares of Common Stock (the “Optional Shares”). The Firm Shares and the Optional Shares that the Underwriter elects to purchase pursuant to Section 2 hereof are collectively called the “Shares.”