Common Contracts

3 similar Selected Dealer Agreement contracts by UBS Series Funds, Ubs Money Series

FORM OF SELECTED DEALER AGREEMENT
Selected Dealer Agreement • March 12th, 2024 • UBS Series Funds • New York

This Selected Dealer Agreement (“Agreement”) is entered into as of [ ], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [ ], a [ ] corporation (“you”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (each, a “Fund” and together, the “Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act at

AutoNDA by SimpleDocs
FORM OF SELECTED DEALER AGREEMENT
Selected Dealer Agreement • December 23rd, 2019 • UBS Series Funds • New York

This Selected Dealer Agreement (“Agreement”) is entered into as of [ ], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [ ], a [ ] corporation (“you”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (each, a “Fund” and together, the “Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act at

FORM OF SELECTED DEALER AGREEMENT
Selected Dealer Agreement • August 28th, 2017 • Ubs Money Series • New York

This Selected Dealer Agreement (“Agreement”) is entered into as of [ ], by and between UBS Asset Management (US) Inc., a Delaware corporation, (“we” or “us”) and [ ], a [ ] corporation (“you”). We are the exclusive national distributor of the shares (“Shares”) of the investment companies listed on Schedule A hereto (each, a “Fund” and together, the “Funds”), each of which is registered under the Investment Company Act of 1940, as amended (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (“1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act at

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!