TRANSACTION AGREEMENT BY AND AMONG LEHMAN BROTHERS HOLDINGS INC., LEHMAN BROTHERS ASSET MANAGEMENT, INC., NEUBERGER BERMAN ASSET MANAGEMENT, LLC, RICHARD MECKLER, RANDALL HUTTON, LIBERTYVIEW CAPITAL MANAGEMENT, LLC AND LIBERTYVIEW GP, LLC Dated as of...Transaction Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionThis Transaction Agreement (this "Agreement") is made and entered into as of April 23, 2009, by and among (i) Lehman Brothers Holdings Inc., a Delaware corporation ("LBHI"), (ii) Lehman Brothers Asset Management Inc., a Delaware corporation (the "Current Investment Advisor"), (iii) Neuberger Berman Asset Management, LLC, a Delaware limited liability company (the "Current General Partner", and together with the Current Investment Advisor, the "Transferors"), (iv) Richard Meckler ("RM"), the President and Chief Investment Officer of the LibertyView division of the Current Investment Advisor, (v) Randall Hutton ("RH", and together with RM, the "Individual Managers"), the Senior Portfolio Manager and Managing Director of LibertyView division of the Current Investment Advisor, (vi) LibertyView Capital Management, LLC, a Delaware limited liability company (the "NewCo Manager"), and (vii) LibertyView GP, LLC, a Delaware limited liability company (the "NewCo General Partner", and together with