Common Contracts
4 similar Underwriting Agreement contracts by Cinedigm Corp., TearLab Corp, Yongye International, Inc., Zoo Entertainment, Inc
7,904,340 SHARES CINEDIGM CORP. CLASS A COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • October 18th, 2013 • Cinedigm Corp. • Services-business services, nec • New York
As part of the transactions described under the heading “Pending Acquisition” in the Time of Sale Disclosure Package (as defined below), pursuant to a Membership Interest Purchase Agreement (the “MIPA”) dated as of October 17, 2013, among the Company and the sole member of Target (“Tg”), the Company intends to acquire all of the issued and outstanding membership interests of Tg (the “Acquisition”) in consideration in part for 666,978 shares of Common Stock (the “Acquisition Shares”). In addition, concurrently with the offering of the Securities contemplated hereby, the Company expects to issue in one or more securities purchase agreements (collectively, the “Private Placement Agreement”) in a private placement (the “Private Placement”) up to $5,000,000 in aggregate principal amount of subordinated notes, up to $2,000,000 in shares of Common Stock and warrants to purchase up to 1,500,000 shares of Common Stock (collectively, the “Private Placement Securities”).
2,600,000 Shares TearLab Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • July 25th, 2013 • TearLab Corp • Surgical & medical instruments & apparatus • New York
TearLab Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed on Schedule I (the “Underwriters”) an aggregate of 2,600,000 shares (the “Firm Shares”) of Common Stock, $0.001 par value per share (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company also proposes to grant to the Underwriters the option to purchase from the Company up to an additional 390,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” Canaccord Genuity Inc. is the representative for the Underwriters (the “Representative”).
Shares Zoo Entertainment, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 17th, 2010 • Zoo Entertainment, Inc • Services-prepackaged software • California
Subject to the terms and conditions stated herein, Zoo Entertainment, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [__________] authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.001 per share, of the Company (the “Common Stock”), and Focus Capital Partners, LLC (the “Selling Stockholder”) agrees to sell to the Underwriters an aggregate of [__________] shares of Common Stock (the “Secondary Shares” and, together with the Underwritten Shares, the “Firm Shares”). The Company has granted the Underwriters the option to purchase an aggregate of up to [___________] additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Firm Shares and Additional Shares are collectively referred to as the “Shares.” Roth Capital Partners, LLC (the “Representative”)
YONGYE INTERNATIONAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 17th, 2009 • Yongye International, Inc. • Agricultural chemicals • New York
Yongye International, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC and Oppenheimer & Co. Inc. (each, an “Underwriter,” and together the “Underwriters”) an aggregate of 8,000,000 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Company has granted the Underwriters the option to purchase an aggregate of up to 1,200,000 additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and the Additional Shares are collectively referred to as the “Shares.”
