UNDERWRITING AGREEMENTUnderwriting Agreement • November 5th, 2021 • Charlotte's Web Holdings, Inc. • Ontario
Contract Type FiledNovember 5th, 2021 Company JurisdictionThe undersigned, Canaccord Genuity Corp. (the “Lead Underwriter”), as lead underwriter, Cormark Securities Inc., Eight Capital and PI Financial Corp. (together with the Lead Underwriter, the “Underwriters” and each individually an “Underwriter”), hereby severally, and not jointly and severally, offer and agree to purchase from Charlotte’s Web Holdings, Inc. (the “Company”), and the Company hereby agrees to issue and sell to the Underwriters, an aggregate of 10,000,000 units (each an “Initial Unit” and collectively, the “Initial Units”) of the Company, at the purchase price of $6.75 per Initial Unit (the “Purchase Price”), for aggregate gross proceeds of $67,500,000, upon and subject to the terms and conditions contained herein (the “Offering”). Each Initial Unit shall consist of one common share in the capital of the Company (each an “Initial Share” and collectively, the “Initial Shares”) and one-half of one common share purchase warrant of the Company (each whole common share purchase
AMENDED AND RESTATED UNDERWRITING AGREEMENTUnderwriting Agreement • November 5th, 2021 • Charlotte's Web Holdings, Inc. • Ontario
Contract Type FiledNovember 5th, 2021 Company JurisdictionThe undersigned, Canaccord Genuity Corp. (the “Lead Underwriter”), as lead underwriter, Cormark Securities Inc., Eight Capital and PI Financial Corp. (together with the Lead Underwriter, the “Underwriters” and each individually an “Underwriter”), hereby severally, and not jointly and severally, offer and agree to purchase from Charlotte’s Web Holdings, Inc. (the “Company”), and the Company hereby agrees to issue and sell to the Underwriters, an aggregate of 5,000,000 units (each an “Initial Unit” and collectively, the “Initial Units”) of the Company, at the purchase price of $13.25 per Initial Unit (the “Purchase Price”), for aggregate gross proceeds of $66,250,000, upon and subject to the terms and conditions contained herein (the “Offering”). Each Initial Unit shall consist of one common share in the capital of the Company (each an “Initial Share” and collectively, the “Initial Shares”) and one-half of one common share purchase warrant of the Company (each whole common share purchase
AMENDED AND RESTATED UNDERWRITING AGREEMENTUnderwriting Agreement • May 13th, 2019 • Ontario
Contract Type FiledMay 13th, 2019 JurisdictionThe undersigned, Canaccord Genuity Corp. (the “Lead Underwriter”), as lead underwriter, together with Cormark Securities Inc., Eight Capital and PI Financial Corp. (collectively with the Lead Underwriter, the “Underwriters” and each individually an “Underwriter”), understand that each person set forth in Schedule B (each a “Selling Shareholder” and collectively, the “Selling Shareholders”) propose to sell to the Underwriters an aggregate of 7,000,000 common shares (the “Offered Shares”) in the capital of Charlotte’s Web Holdings, Inc. (the “Company”). The Securities (as defined below) shall have the material attributes described in and contemplated by the Prospectus (as defined below) dated the date hereof, executed concurrently with the execution and delivery of this amended and restated underwriting agreement (this “Agreement”).
UNDERWRITING AGREEMENTUnderwriting Agreement • January 25th, 2017 • Ontario
Contract Type FiledJanuary 25th, 2017 JurisdictionThe undersigned, CIBC World Markets Inc. ("CIBC"), Jefferies Securities, Inc. ("Jefferies"), RBC Dominion Securities Inc. ("RBC") and Robert W. Baird & Co. Incorporated ("Baird" and, collectively with CIBC, Jefferies and RBC, the "Co-Lead Underwriters") and Cowen and Company, LLC ("Cowen"), Canaccord Genuity Corp. ("Canaccord"), Cormark Securities Inc. ("Cormark") and National Bank Financial Inc. ("NBF") (together with the Co-Lead Underwriters, the "Underwriters", and each individually, an "Underwriter") understand that Freshii Inc. (the "Company") proposes to issue and sell to the Underwriters an aggregate of 4,360,000 Class A subordinate voting shares of the Company (the "Treasury Shares") and that the shareholders of the Company set out in Schedule A hereto (each a "Selling Shareholder" and, collectively, the "Selling Shareholders") propose to sell to the Underwriters the number of Class A subordinate voting shares of the Company set out opposite their names in Schedule A hereto (co