Commodity Futures Trading Commission § 8.02Arbitration Agreement • December 11th, 2014
Contract Type FiledDecember 11th, 2014‘‘Chicago Board of Trade Arbitration Submission Agreement for Customer’s Claims and Grievances’’ signed by the customer or (b) a Statement of Claim and another arbitration agreement be- tween the parties, which agreement conforms in all respects with any appli- cable requirements prescribed by the Commodity Futures Trading Commis- sion. The refusal of any member or em- ployee to sign the ‘‘Chicago Board of Trade Arbitration Submission Agree- ment for Customer’s Claims and Griev- ances’’ shall not deprive the Arbitra- tion Committee or a Mixed Panel con- stituted pursuant to Regulation 620.02 of jurisdiction to arbitrate customers’ claims under these Arbitration Rules and Regulations. The Committee and Mixed Panels have jurisdiction to arbi- trate a counterclaim asserted in such an arbitration, but only if it arises out of the transaction or occurrence that is the subject of the customer’s claim or grievance and does not require for ad- judication the presence of essential witnesses, pa