Common Contracts
4 similar Underwriting Agreement contracts by Harvest Capital Credit Corp, StoneCastle Financial Corp.
FORM OF UNDERWRITING AGREEMENT] Harvest Capital Credit CorporationUnderwriting Agreement • August 21st, 2017 • Harvest Capital Credit Corp • New York
Harvest Capital Credit Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (in such capacity, the “Representative”) $25,000,000 aggregate principal amount of ____% Notes due 2022 of the Company (the “Initial Notes”) set forth in Schedule I hereto. The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Initial Notes, at the option of the Underwriters, up to an additional $3,750,000 aggregate principal amount of _____% Notes due 2022 of the Company (the “Option Notes”). The Initial Notes and the Option Notes are hereinafter referred to collectively as the “Notes.”
Harvest Capital Credit Corporation $25,000,000 7.00% Notes due 2020 UNDERWRITING AGREEMENTUnderwriting Agreement • January 27th, 2015 • Harvest Capital Credit Corp • New York
As representative of the several Underwriters named in Schedule I hereto c/o Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue New York, NY 10019
StoneCastle Financial Corp. [•] Shares of Common Stock FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • October 4th, 2013 • StoneCastle Financial Corp. • New York
StoneCastle Financial Corp., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representative”) an aggregate of [•] shares (the “Firm Shares”) of the common stock, par value $0.001 per share, of the Company (the “Common Stock”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional [•] shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares.”
•] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 2nd, 2013 • Harvest Capital Credit Corp • New York
Harvest Capital Credit Corporation, a Delaware corporation (the "Company"), proposes to issue and sell to the several underwriters named in Schedule I hereto (the "Underwriters") for whom you are acting as representative (the "Representative") an aggregate of [•] shares (the "Firm Shares") of the common stock, par value $0.001 per share, of the Company (the "Common Stock"). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional [•] shares of Common Stock (the "Option Shares"). The Firm Shares and the Option Shares are hereinafter referred to collectively as the "Shares."
