1,000,000 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • April 18th, 2016 • Global Water Resources, Inc. • Water supply • California
Contract Type FiledApril 18th, 2016 Company Industry JurisdictionGlobal Water Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Underwriting Agreement (the “Agreement”), to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 1,000,000 authorized but unissued shares (the “Firm Shares”), of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The Company has granted the Underwriter the option to purchase an aggregate of up to 150,000 additional shares of Common Stock (the “Option Shares”) as may be necessary to cover over-allotments made in connection with the offering (the Firm Shares and the Option Shares are herein collectively called the “Underwritten Shares”).
SD Company, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 7th, 2014 • SD Co Inc • Oil & gas field machinery & equipment • California
Contract Type FiledApril 7th, 2014 Company Industry JurisdictionSD Company, Inc., a Utah corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of authorized but unissued shares (the “Underwritten Shares”) of Common Stock, no par value per share (the “Common Stock”), of the Company. The Company has granted the Underwriter the option to purchase an aggregate of up to additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2013 • Parkervision Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledMarch 21st, 2013 Company Industry JurisdictionParkerVision, Inc., a Florida corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Ladenburg Thalmann & Co. Inc. (the “Underwriter”) an aggregate of 4,100,000 authorized but unissued shares (the “Firm Shares”) of Common Stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company has granted the Underwriter the option to purchase an aggregate of up to 615,000 shares of Common Stock (the “Option Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Firm Shares and Option Shares are collectively referred to as the “Securities”.