Common Contracts
1 similar null contracts
Client AgreementHong Kong • May 29th, 2018
Table of Content 目錄 Page 頁數 1. Interpretation 釋 義 3 2. Whereas 前 言 6 3. The Account 賬 戶 6 4. Transaction subject to Laws and Rules of Exchanges, etc. 交易受到交易所法律與規例等 7 5. Transactions 交 易 7 6. Futures Margin Arrangement 期貨保證金安排 8 7. Instructions 指 示 10 8. Restriction on Use of Information 對使用資料的限制 14 9. Intellectual Property 知識產權 14 10. Set off, Lien and Combination of Accounts 抵銷、留置及賬戶合併 14 11. Commission and Expenses 佣金與支出 15 12. Safekeeping of Securities 證券的保管 15 13. Cash held for the Client 代客戶保管的現金 16 14. Limitation of Liability, Indemnity and Ratification 法律責任範圍、彌償保證和追認規定 16 15. Client Identity Rules 客戶身份規則 18 16. Joint Account 聯名賬戶 18 17. Anti-Money Laundering and Counter-Terrorist Financing 打擊洗錢及恐怖份子資金籌集活動 19 18. Suspensions and Termination 暫止或終止 19 19. Communications 通 知 20 20. General 一般規定 20 21. Shanghai Connect and Shenzhen Connect Stock Trading Terms 滬港通及深港通買賣證券的條款 27
