Common Contracts
1 similar Participating Dealer Agreement contracts
Up to 20,000,000 in Shares of Common Stock, $0.001 par value per share PARTICIPATING DEALER AGREEMENTParticipating Dealer Agreement • November 6th, 2007 • California
Subject to the terms set forth below, Triton Pacific Securities, LLC, as the dealer manager (“Dealer Manager”) for Triton Pacific Investment Corporation, Inc. a Maryland corporation (the “Company”), invites you (“Participating Dealer”) to participate in the distribution, on a best efforts basis, of up to 20,000,000 in shares of common stock of the Company, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) at an initial offering price of $15.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased) as set forth in the registration statement on Form N-2 filed by the Company (File No. 333-174873), which includes the Company’s prospectus, as amended or supplemented (the “Prospectus”).
