Common Contracts
6 similar Underwriting Agreement contracts by TriState Capital Holdings, Inc., ACRES Commercial Realty Corp., Avid Bioservices, Inc., others
UNDERWRITING AGREEMENTUnderwriting Agreement • August 11th, 2021 • ACRES Commercial Realty Corp. • Real estate investment trusts • New York
TriState Capital Holdings, Inc. (a Pennsylvania corporation)Underwriting Agreement • June 3rd, 2020 • TriState Capital Holdings, Inc. • State commercial banks • New York
TriState Capital Holdings, Inc., a Pennsylvania corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for which Stephens Inc., is acting as representative (the “Representative”), an aggregate of $37,500,000 of the Company’s 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 (the “Securities”) which will form a part of the same series as the Company’s outstanding 5.75% Fixed-to-Floating Rate Subordinated Notes due 2030 issued May 11, 2020 (the “ Original Securities”). The Securities will have the same terms as the Original Securities in all respects, other than with respect to the issue date and payment of interest accruing prior to the day of the Closing Time (as defined herein). The Securities will be issued pursuant to that certain Subordinated Indenture, dated as of May 11, 2020 (the “Base Indenture”), betw
a Pennsylvania corporation) UNDERWRITING AGREEMENTUnderwriting Agreement • May 11th, 2020 • TriState Capital Holdings, Inc. • State commercial banks • New York
Avid Bioservices, Inc. 9,000,000 Shares of Common Stock ($0.001 par value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 16th, 2018 • Avid Bioservices, Inc. • Pharmaceutical preparations • New York
Wells Fargo Securities, LLC As Representative of the several Underwriters listed in Exhibit A hereto c/o Wells Fargo Securities, LLC 375 Park Avenue New York, New York 10152
Dime Community Bancshares, Inc. 4.50% Fixed-to-Floating Rate Subordinated Debentures due June 15, 2027 Underwriting AgreementUnderwriting Agreement • June 13th, 2017 • Dime Community Bancshares Inc • Savings institution, federally chartered • New York
BNC Bancorp (A North Carolina Corporation)Underwriting Agreement • September 26th, 2014 • BNC Bancorp • National commercial banks • New York
BNC Bancorp a North Carolina corporation (the “Company”) and registered bank holding company of Bank of North Carolina a North Carolina banking corporation (the “Bank”), confirms its agreement with Sandler O’Neill & Partners, L.P. (the “Underwriter”) with respect to the issue and sale by the Company, and the purchase by the Underwriter of $60,000,000 aggregate principal amount of the Company’s 5.5% Fixed to Floating Rate Subordinated Notes due October 1, 2024 (the “Securities”). The Securities are to be issued pursuant to an indenture to be dated as of September 30, 2014 (the “Base Indenture”) between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”), as supplemented by a first supplemental indenture, to be dated as of September 30, 2014, between the Company and the Trustee (the “First Supplemental Indenture” and, together with the Base Indenture, the “Indenture”).
