PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 28th, 2023 • Dunxin Financial Holdings LTD • Finance services • New York
Contract Type FiledJuly 28th, 2023 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 20th, 2023 • Jiuzi Holdings, Inc. • Retail-auto dealers & gasoline stations • New York
Contract Type FiledJuly 20th, 2023 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between Spartan Capital Securities, LLC, (“Spartan” or the “Placement Agent”) and Jiuzi Holdings Inc. (the “Company”), that Spartan shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed (the “Placement”) of up to an aggregate of $2,300,000 of either (a) one ordinary share (the “Shares”) of the Company; $0.018 par value per share (the “Ordinary Shares”), or (b) one pre-funded warrant to subscribe for one Ordinary Share (the “Prefunded Warrant”). The Ordinary Shares underlying the Prefunded Warrants shall hereinafter be referred to as the “Prefunded Warrant Shares”, and the Shares, the Prefunded Warrant, and the Prefunded Warrant Shares, shall hereinafter be referred to collectively as the “Securities.”. The terms of the Placement shall be mutually agreed upon by the Company, Spartan and the purchasers of the Securities (each, a “Purchaser” and collectivel