Common Contracts

1 similar null contracts

41554 Federal Register / Vol. 67, No. 117 / Tuesday, June 18, 2002 / Notices
March 9th, 2016
  • Filed
    March 9th, 2016

Further, processing associated persons of these non-NASD member firms in Web CRD will make information about them more readily available to regulators and allow for closer monitoring of these firms. In addition, this agreement will establish a method to allow registered persons to be notified and satisfy the Continuing Education Regulatory Requirement pursuant to CBOE Rule 9.3A.

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