CELSIUS HOLDINGS, INC. 6,518,267 Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • June 14th, 2021 • Celsius Holdings, Inc. • Bottled & canned soft drinks & carbonated waters • New York
Contract Type FiledJune 14th, 2021 Company Industry JurisdictionCelsius Holdings, Inc., a Nevada corporation (the “Company”), proposes to issue and sell, and each person or entity (each, a “Selling Stockholder” and collectively, the “Selling Stockholders”) identified as a Selling Stockholder in Schedule C annexed hereto, proposes to sell, to the underwriters (the “Underwriters”), for whom each of UBS Securities LLC and Jefferies LLC are acting as representatives (each, a “Representative” and collectively, the “Representatives”), an aggregate of 6,518,267 shares (the “Firm Shares”) of common stock, $0.001 par value per share (the “Common Stock”), of the Company, of which 1,000,000 Firm Shares are to be issued and sold by the Company and an aggregate of 5,518,267 Firm Shares are to be sold by the Selling Stockholders, pursuant to this underwriting agreement (this “Agreement”). The number of Firm Shares to be sold by the Selling Stockholders is the number of Firm Shares set forth opposite the names of the Selling Stockholders in Schedule C annexed her
PATRIOT NATIONAL, INC. Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENT October , 2015Underwriting Agreement • October 15th, 2015 • Patriot National, Inc. • Insurance agents, brokers & service • New York
Contract Type FiledOctober 15th, 2015 Company Industry Jurisdiction
RUBICON TECHNOLOGY, INC. 2,500,000 Shares Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • March 24th, 2014 • Rubicon Technology, Inc. • Semiconductors & related devices • New York
Contract Type FiledMarch 24th, 2014 Company Industry Jurisdiction
PGT, INC. 11,000,000 Shares Common Stock ($0.01 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • May 23rd, 2013 • PGT, Inc. • Metal doors, sash, frames, moldings & trim • New York
Contract Type FiledMay 23rd, 2013 Company Industry Jurisdiction
Smith Electric Vehicles Corp. [ ] Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENT [pricing date]Underwriting Agreement • September 19th, 2012 • Smith Electric Vehicles Corp. • Motor vehicles & passenger car bodies • New York
Contract Type FiledSeptember 19th, 2012 Company Industry JurisdictionSmith Electric Vehicles Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and each person or entity (each, a “Selling Stockholder”) identified as a Selling Stockholder in Schedule D annexed hereto proposes to sell, to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of [# of firm shares] shares (the “Firm Shares”) of common stock, $0.001 par value per share (the “Common Stock”), of the Company, of which [# of firm shares from company] Firm Shares are to be issued and sold by the Company and [# of firm shares from selling stockholder(s)] Firm Shares are to be sold by certain of the Selling Stockholders. In addition, solely for the purpose of covering over-allotments, the Company and certain of the Selling Stockholders propose to grant to the Underwriters the option to purchase from the Company [and such Selling Stockholders] up to an additional [# of additional shares] shares of Co
RENEWABLE ENERGY GROUP, INC. — Shares Common Stock ($.0001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • November 18th, 2011 • Renewable Energy Group, Inc. • Industrial organic chemicals • New York
Contract Type FiledNovember 18th, 2011 Company Industry Jurisdiction
RUBICON TECHNOLOGY, INC. 2,634,000 Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • June 16th, 2010 • Rubicon Technology, Inc. • Semiconductors & related devices • New York
Contract Type FiledJune 16th, 2010 Company Industry Jurisdiction
WESTWOOD ONE, INC. 7,000,000 Shares Common Stock ($0.01 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • November 17th, 2009 • Westwood One Inc /De/ • Services-amusement & recreation services • New York
Contract Type FiledNovember 17th, 2009 Company Industry JurisdictionWestwood One, Inc., a Delaware corporation (the “Company”), proposes to issue and sell, and each person or entity (each, a “Selling Stockholder”) identified as a Selling Stockholder in Schedule C annexed hereto, proposes to sell, to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 7,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value per share (the “Common Stock”), of the Company, of which 6,500,000 Firm Shares are to be issued and sold by the Company and an aggregate of 500,000 are to be sold by the Selling Stockholders. The number of Firm Shares to be sold by each Selling Stockholder is the number of Firm Shares set forth opposite the name of such Selling Stockholder in Schedule C annexed hereto. In addition, solely for the purpose of covering over-allotments, the Selling Stockholders propose to grant to the Underwriters the option to purchase from the Selling Stockholders up to an ad
RUBICON TECHNOLOGY, INC. [ ] Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • May 6th, 2008 • Rubicon Technology, Inc. • Semiconductors & related devices • New York
Contract Type FiledMay 6th, 2008 Company Industry JurisdictionThe undersigned, Raja M. Parvez, on behalf of each Selling Stockholder (as defined in the Underwriting Agreement referred to below), does hereby certify pursuant to Section 9(i) of that certain Underwriting Agreement dated [ ], 2008 (the “Underwriting Agreement”) among the Company, the Selling Stockholders named therein, and the Underwriters named therein, and pursuant to the Powers of Attorney (as defined in the Underwriting Agreement), that as of [ ], 2008:
Sonics, Inc. [ ] Shares Common Stock ($0.001 par value per Share) Underwriting AgreementUnderwriting Agreement • August 24th, 2007 • Sonics, Inc. • New York
Contract Type FiledAugust 24th, 2007 Company JurisdictionUBS Securities LLC as Representative to the Underwriters named on Schedule A hereto c/o UBS Securities LLC 299 Park Avenue New York, New York 10171-0026
PARAGON SHIPPING INC. 10,300,000 Class A Common Shares ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • August 7th, 2007 • Paragon Shipping Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledAugust 7th, 2007 Company Industry Jurisdiction
KAISER ALUMINUM CORPORATION 5,461,870 Shares Common Stock ($0.01 par value per Share) Underwriting AgreementUnderwriting Agreement • January 12th, 2007 • Kaiser Aluminum Corp • Primary production of aluminum • New York
Contract Type FiledJanuary 12th, 2007 Company Industry JurisdictionThose stockholders of KAISER ALUMINUM CORPORATION, a Delaware corporation (the “Company”), identified in Schedule C annexed hereto (each, a “Selling Stockholder”), propose to sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 5,461,870 shares (the “Firm Shares”) of common stock, $0.01 par value per share (the “Common Stock”), of the Company. The number of Firm Shares to be sold by each Selling Stockholder is the number of Firm Shares set forth opposite the name of such Selling Stockholder in Schedule C annexed hereto. In addition, solely for the purpose of covering over-allotments, the VEBA for Retirees of Kaiser Aluminum, a trust under the laws of the State of Pennsylvania (the “VEBA Trust”), a Selling Stockholder, proposes to grant to the Underwriters the option to purchase from such Selling Stockholder up to an additional 819,280 shares of Common Stock (the “Additional Shares”). The Firm Share
KAISER ALUMINUM CORPORATION 5,461,870 Shares Common Stock ($0.01 par value per Share) Underwriting AgreementUnderwriting Agreement • January 9th, 2007 • Kaiser Aluminum Corp • Primary production of aluminum • New York
Contract Type FiledJanuary 9th, 2007 Company Industry JurisdictionThose stockholders of KAISER ALUMINUM CORPORATION, a Delaware corporation (the “Company”), identified in Schedule C annexed hereto (each, a “Selling Stockholder”), propose to sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom you are acting as representatives, an aggregate of 5,461,870 shares (the “Firm Shares”) of common stock, $0.01 par value per share (the “Common Stock”), of the Company. The number of Firm Shares to be sold by each Selling Stockholder is the number of Firm Shares set forth opposite the name of such Selling Stockholder in Schedule C annexed hereto. In addition, solely for the purpose of covering over-allotments, the VEBA for Retirees of Kaiser Aluminum, a trust under the laws of the State of Pennsylvania (the “VEBA Trust”), a Selling Stockholder, proposes to grant to the Underwriters the option to purchase from such Selling Stockholder up to an additional 819,280 shares of Common Stock (the “Additional Shares”). The number of
Omrix Biopharmaceuticals, Inc. [2,250,000] Shares Common Stock ($0.01 par value per Share) Underwriting AgreementUnderwriting Agreement • December 11th, 2006 • Omrix Biopharmaceuticals, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 11th, 2006 Company Industry Jurisdiction
FORM OF ICF INTERNATIONAL, INC. Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • September 12th, 2006 • ICF International, Inc. • Services-management consulting services • New York
Contract Type FiledSeptember 12th, 2006 Company Industry Jurisdictionterms, except as the same may be subject to or limited by bankruptcy, insolvency, reorganization, arrangement, moratorium or other similar laws relating to or affecting the rights of creditors or by general principles of equity, including, without limitation, concepts of materiality, reasonableness, good faith and fair dealing, and the possible unavailability of specific performance or injunctive relief, regardless of whether considered in a proceeding in equity or at law.
FORM OF ICF INTERNATIONAL, INC. Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • July 21st, 2006 • ICF International, Inc. • Services-management consulting services • New York
Contract Type FiledJuly 21st, 2006 Company Industry Jurisdictionterms, except as the same may be subject to or limited by bankruptcy, insolvency, reorganization, arrangement, moratorium or other similar laws relating to or affecting the rights of creditors or by general principles of equity, including, without limitation, concepts of materiality, reasonableness, good faith and fair dealing, and the possible unavailability of specific performance or injunctive relief, regardless of whether considered in a proceeding in equity or at law.
ENERGY CONVERSION DEVICES, INC. 7,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT March 1, 2006Underwriting Agreement • March 2nd, 2006 • Energy Conversion Devices Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledMarch 2nd, 2006 Company Industry Jurisdiction
HURON CONSULTING GROUP INC. Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2006 • Huron Consulting Group Inc. • Services-management consulting services • New York
Contract Type FiledFebruary 1st, 2006 Company Industry Jurisdiction