Common Contracts
1 similar Account Transfer Agreement contracts
agreement regarding the transfer of the customer and firm accounts of R.J Thompson Securities,Account Transfer Agreement • March 4th, 2015
Based on these circumstances, NISC is requesting that your office allow us to consider the omnibus account with KP to be a good control location for compliance with SEC Rule 15c3-3 for thirty (30) bus;ziess days, through the close cf business January 15,2002.
