Common Contracts

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT RESQ ABSOLUTE EQUITY FUND RESQ ABSOLUTE INCOME FUND

And Security Agreement • September 3rd, 2014 • Northern Lights Fund Trust Iii • New York

• Contract Type
  And Security Agreement
• Filed
  September 3rd, 2014
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 28th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of RESQ Absolute Equity Fund, and RESQ Absolute Income Fund (each a “Fund” and collectively the “Funds”) a series of the Trust, and the Advisor of the Funds, RESQ Investment Partners, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT RESQ ABSOLUTE EQUITY FUND RESQ ABSOLUTE INCOME FUND

And Security Agreement • December 13th, 2013 • Northern Lights Fund Trust Iii • New York

• Contract Type
  And Security Agreement
• Filed
  December 13th, 2013
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 21st day of November, 2013, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of RESQ Absolute Equity Fund, and RESQ Absolute Income Fund (each a “Fund” and collectively the “Funds”) a series of the Trust, and the Advisor of the Funds, RESQ Investment Partners, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT GOOD HARBOR TACTICAL CORE INTERNATIONAL DEVELOPED MARKETS FUND GOOD HARBOR TACTICAL EQUITY INCOME FUND

And Security Agreement • September 24th, 2013 • Northern Lights Fund Trust Iii • New York

• Contract Type
  And Security Agreement
• Filed
  September 24th, 2013
• Company
  Northern Lights Fund Trust Iii
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 22nd day of August, 2013, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of Good Harbor Tactical Core International Developed Markets Fund and Good Harbor Tactical Equity Income Fund (each a “Fund” and collectively the “Funds”) a series of the Trust, and the Advisor of the Fund, Good Harbor Financial, LLC (the “Advisor”).