UNDERWRITING AGREEMENT between NATURE’S MIRACLE HOLDING INC. and EF HUTTON LLCUnderwriting Agreement • November 6th, 2024 • Nature's Miracle Holding Inc. • Farm machinery & equipment • New York
Contract Type FiledNovember 6th, 2024 Company Industry JurisdictionThe undersigned, Nature’s Miracle Holding Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries, the “Company”), hereby confirms its agreement (this “Agreement”) with EF Hutton LLC (hereinafter referred to as “you” (including its correlatives)) acting as the sole underwriter (the “Underwriter”), as follows:
UNDERWRITING AGREEMENT between NATURE’S MIRACLE HOLDING INC. and EF HUTTON LLCUnderwriting Agreement • October 16th, 2024 • Nature's Miracle Holding Inc. • Farm machinery & equipment • New York
Contract Type FiledOctober 16th, 2024 Company Industry JurisdictionThe undersigned, Nature’s Miracle Holding Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries, the “Company”), hereby confirms its agreement (this “Agreement”) with EF Hutton LLC (hereinafter referred to as “you” (including its correlatives)) acting as the sole underwriter (the “Underwriter”), as follows:
UNDERWRITING AGREEMENT between ADVAXIS, INC. and as Representative of the Several UnderwritersUnderwriting Agreement • May 24th, 2022 • Advaxis, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 24th, 2022 Company Industry JurisdictionAs Representative of the several Underwriters named on Schedule 1 attached hereto 590 Madison Avenue, 28th Floor New York, New York 10022
COGNITION THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 20th, 2021 • Cognition Therapeutics Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledAugust 20th, 2021 Company Industry JurisdictionThe undersigned, Cognition Therapeutics, Inc. (together with its affiliates, subsidiaries, predecessors, and successors, the "Company"), a company formed under the laws of the State of Delaware, hereby confirms its agreement with B. Riley Securities, Inc. (hereinafter referred to as the "Representative"), a Delaware corporation, and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the "Underwriters" or, individually, an "Underwriter") as follows:
UNDERWRITING AGREEMENT between ECMOHO Limited and AEGIS CAPITAL CORP., as Representative of the Several UnderwritersUnderwriting Agreement • August 3rd, 2021 • ECMOHO LTD • Retail-catalog & mail-order houses • New York
Contract Type FiledAugust 3rd, 2021 Company Industry JurisdictionThe undersigned, ECMOHO Limited, a corporation formed under the laws of the Cayman Islands (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of ECMOHO Limited, the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
DOCUMENT SECURITY SYSTEMS, INC. UNDERWRITING AGREEMENT 769,230 Shares of Common StockUnderwriting Agreement • June 19th, 2020 • Document Security Systems Inc • Paperboard containers & boxes • New York
Contract Type FiledJune 19th, 2020 Company Industry JurisdictionDOCUMENT SECURITY SYSTEMS, INC., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Aegis Capital Corp. is acting as representative (the “Representative”), an aggregate of 769,230 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.02 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional 115,384 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares” or the “Securities.” The offering and sale of the Shares is hereinafter referred to as the “Offering.”
DOCUMENT SECURITY SYSTEMS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 11th, 2020 • Document Security Systems Inc • Paperboard containers & boxes • New York
Contract Type FiledFebruary 11th, 2020 Company Industry JurisdictionDOCUMENT SECURITY SYSTEMS, INC., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters,” or each, an “Underwriter”), for whom Aegis Capital Corp. is acting as representative (the “Representative”), an aggregate of authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.02 per share (the “Common Stock”), of the Company. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 4 hereof, up to an additional shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Shares” or the “Securities.” The offering and sale of the Shares is hereinafter referred to as the “Offering.”
UNDERWRITING AGREEMENT between OncoSec Medical Incorporated and as Representative of the Several Underwriters ONCOSEC MEDICAL INCORPORATEDUnderwriting Agreement • May 23rd, 2019 • ONCOSEC MEDICAL Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 23rd, 2019 Company Industry JurisdictionThe undersigned, OncoSec Medical Incorporated, a Nevada corporation (collectively with its subsidiary, OncoSec Medical Australia Pty, Ltd., hereinafter referred to as the “Subsidiary,” the “Company”), hereby confirms its agreement (this “Agreement”) with A.G.P./Alliance Global Partners (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows: