Common Contracts
12 similar Underwriting Agreement contracts by Flushing Financial Corp, Dime Community Bancshares, Inc. /NY/, Peapack Gladstone Financial Corp, others
3,906,250 Shares1 Dime Community Bancshares, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 13th, 2024 • Dime Community Bancshares, Inc. /NY/ • National commercial banks
Dime Community Bancshares, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • June 27th, 2024 • Dime Community Bancshares, Inc. /NY/ • National commercial banks
Dime Community Bancshares, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, (i) to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Raymond James & Associates, Inc. (“Raymond James”), and Keefe, Bruyette & Woods, Inc. (“KBW”) are acting as representatives (the “Representatives”), $65,000,000 aggregate principal amount (the “Initial Securities”) of its 9.000% Fixed-to-Floating Rate Subordinated Notes due 2034, and (ii) to grant the Underwriters the option described in Section 2(b) hereof to purchase all or any part of $9,750,000 aggregate principal amount of Notes (the “Option Securities,” and together with the Initial Securities, the “Notes”) to cover overallotments, if any. The Notes will be issued pursuant to a Subordinated Indenture, dated as of May 6, 2022, and a Second Supplemental Indenture to be dated as of June 28, 2024 (collectively, t
Flushing Financial Corporation $65,000,000 6.000% Fixed-to-Floating Rate Subordinated Notes due 2032 UNDERWRITING AGREEMENTUnderwriting Agreement • August 22nd, 2022 • Flushing Financial Corp • State commercial banks • New York
Such counsel’s opinions may be based on and subject to such assumptions, qualifications, limitations and exceptions as are customary in such opinion letters with respect to opinions of the type described above. In addition, such counsel may state that whenever its opinion is based on factual matters that are “to its knowledge after due inquiry” or “of which it has knowledge after due inquiry,” such counsel has, with the concurrence of the Representatives, relied to the extent such counsel deemed appropriate on certificates of officers (after the discussion of the contents thereof with such officers) of the Company or certificates of others as to the existence or nonexistence of the factual matters upon which such opinion is predicated. Such counsel shall state that it has no reason to believe, however, that any such certificate is untrue or inaccurate in any material respect.
Sandy Spring Bancorp, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • March 17th, 2022 • Sandy Spring Bancorp Inc • National commercial banks • New York
Sandy Spring Bancorp, Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Piper Sandler & Co. (“Piper Sandler”) and Stephens Inc. (“Stephens”) are acting as representatives (the “Representatives”), $200,000,000 principal amount of its 3.875% Fixed-to-Floating Rate Subordinated Notes due 2032 (each a “Note” and collectively, the Notes”). To the extent there are no additional underwriters listed on Schedule I, the term “Representatives” as used herein shall mean Piper Sandler and Stephens, collectively, as Underwriters, and the term “Underwriters” shall mean either the singular or the plural, as the context requires. The Notes will be issued pursuant to a Subordinated Indenture, to be dated as of March 18, 2022, and a First Supplemental Indenture to be dated as of March 18, 2022 (collectively, the
Flushing Financial Corporation 3.125% Fixed-to-Floating Rate Subordinated Notes due 2031 UNDERWRITING AGREEMENTUnderwriting Agreement • November 18th, 2021 • Flushing Financial Corp • State commercial banks • New York
Such counsel’s opinions may be based on and subject to such assumptions, qualifications, limitations and exceptions as are customary in such opinion letters with respect to opinions of the type described above. In addition, such counsel may state that whenever its opinion is based on factual matters that are “to its knowledge after due inquiry” or “of which it has knowledge after due inquiry,” such counsel has, with the concurrence of the Representative, relied to the extent such counsel deemed appropriate on certificates of officers (after the discussion of the contents thereof with such officers) of the Company or certificates of others as to the existence or nonexistence of the factual matters upon which such opinion is predicated. Such counsel shall state that it has no reason to believe, however, that any such certificate is untrue or inaccurate in any material respect.
Simmons First National Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • March 26th, 2018 • Simmons First National Corp • National commercial banks • New York
Peapack-Gladstone Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • December 7th, 2017 • Peapack Gladstone Financial Corp • Commercial banks, nec • New York
Peapack-Gladstone Financial Corporation, a bank holding company organized under the laws of the State of New Jersey (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), $35,000,000 principal amount of its 4.75% Fixed-to-Floating Subordinated Notes due December 15, 2027 (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to an Indenture, to be dated as of December 12, 2017, as supplemented by a first supplemental indenture to be dated as of December 12, 2017 (collectively, the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
Flushing Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • December 12th, 2016 • Flushing Financial Corp • State commercial banks • New York
FLUSHING FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), $75,000,000 principal amount of its 5.25% Fixed-to-Floating Rate Subordinated Notes due 2026 (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to a Subordinated Indenture, to be dated as of December 12, 2016, and a First Supplemental Indenture to be dated as of December 12, 2016 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
OceanFirst Financial Corp. UNDERWRITING AGREEMENTUnderwriting Agreement • September 21st, 2016 • Oceanfirst Financial Corp • Savings institution, federally chartered • New York
OCEANFIRST FINANCIAL CORP., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), $35,000,000 principal amount of its 5.125% Fixed-to-Floating Rate Subordinated Notes (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to an Indenture, dated September 21, 2016, and a first supplemental indenture to be dated as of September 21, 2016 (collectively, the “Indenture”), between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”).
Southside Bancshares, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • September 19th, 2016 • Southside Bancshares Inc • State commercial banks • New York
Peapack-Gladstone Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • June 15th, 2016 • Peapack Gladstone Financial Corp • Commercial banks, nec • New York
WSFS Financial Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • June 13th, 2016 • WSFS Financial Corp • National commercial banks • New York
WSFS FINANCIAL CORPORATION, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively, the “Underwriters”), for whom Sandler O’Neill & Partners, L.P. is acting as representative (the “Representative”), $100,000,000 principal amount of its 4.50% Fixed-to-Floating Rate Senior Notes (each a “Note” and collectively, the “Notes”). The Notes will be issued pursuant to an Indenture, dated August 27, 2012, and a supplemental indenture to be dated as of June 13, 2016 (collectively, the “Indenture”), between the Company and U.S. Bank National Association, as trustee (the “Trustee”).
