Common Contracts

2 similar Wealth Management LLC Sub-Advisory Agreement contracts

This Sub-Advisory Agreement (“Agreement”) is made and entered into by and between AE Wealth Management, LLC (“AEWM”) and (“Independent RIA”).
Wealth Management LLC Sub-Advisory Agreement • April 6th, 2018 • Kansas

WHEREAS, Independent RIA is an investment advisor registered with the applicable securities regulators and its representatives are properly registered as investment adviser representatives with the applicable securities regulators;

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This Sub-Advisory Agreement (“Agreement”) is made and entered into by and between AE Wealth Management, LLC (“AEWM”) and (“Independent RIA”).
Wealth Management LLC Sub-Advisory Agreement • December 5th, 2016 • Kansas

WHEREAS, Independent RIA is an investment advisor registered with the applicable securities regulators and its representatives are properly registered as investment adviser representatives with the applicable securities regulators;

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