Common Contracts

Client Services Agreement Fiduciary/Level Commission Schedule

Client Services Agreement • October 24th, 2018 • New York

• Contract Type
  Client Services Agreement
• Filed
  October 24th, 2018
• Jurisdiction
  New York

This RETIREMENT PLAN CONSULTING SERVICES AGREEMENT (the “Agreement”) is made and entered into as of , 20 (the “Effective Date”) by and between Royal Alliance Associates, Inc. (“Broker Dealer”), a registered investment adviser and securities broker- dealer, and (“Client”), an employer sponsoring a tax-qualified retirement plan