Common Contracts

ACCOUNT APPLICATION & AGREEMENT

Agreement • July 27th, 2023 • New York

• Contract Type
  Agreement
• Filed
  July 27th, 2023
• Jurisdiction
  New York

To open your new investment account with Trading Direct, a division of York Securities, Inc, please provide all information requested. Initial any corrections. Corrections to the Tax ID or SSN will require the submission of a new W9. Funds awaiting reinvestment will reside in your cash account. If you would like margin or options ability, request/submit a margin agreement or options agreement. York Securities is a member of FINRA and SIPC. Clearing, custody or other brokerage services for this account is provided by Axos Clearing LLC, Member FINRA and SIPC.