NYSE EURONEXT (a Delaware corporation)Underwriting Agreement • October 5th, 2012 • NYSE Euronext • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledOctober 5th, 2012 Company Industry JurisdictionNYSE Euronext, a Delaware corporation (the “Company”), confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and SG Americas Securities, LLC and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and SG Americas Securities, LLC are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $850,000,000 aggregate principal amount of the Company’s 2.000% Notes due 2017 (the “Securities”). The Secu
UNDERWRITING AGREEMENT AMERICAN CAPITAL AGENCY CORP. (a Delaware corporation) 6,000,000 SharesUnderwriting Agreement • April 3rd, 2012 • American Capital Agency Corp • Real estate investment trusts • New York
Contract Type FiledApril 3rd, 2012 Company Industry JurisdictionAmerican Capital Agency Corp., a Delaware corporation (the “Company”) and American Capital AGNC Management, LLC, a Delaware limited liability company and manager of the Company (the “Manager”), confirm their agreement with each of the Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter hereinafter substituted as provided in Section 10 hereof), for whom Citigroup Global Markets Inc., UBS Securities LLC and Wells Fargo Securities, LLC are acting as representatives (in such capacity, if and as applicable, the “Representatives”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 6,000,000 shares of 8.000% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share, liquidation preference $25.00 per share, of the Company (“Series A Stock”), a series of the Company's preferred stock, par value $0.01 per share (the “Preferred Stock”), and (ii)
MF GLOBAL HOLDINGS LTD. (a Delaware corporation)Underwriting Agreement • August 9th, 2011 • MF Global Holdings Ltd. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledAugust 9th, 2011 Company Industry JurisdictionMF Global Holdings Ltd., a Delaware corporation (the “Company”), confirms its agreements with the several Underwriters listed in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Jefferies & Company, Inc. is acting as representative (in such capacity, the “Representative”), with respect to the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $325,000,000 aggregate principal amount of the Company’s 6.25% Senior Notes due 2016 (the “Securities”). The Securities are to be issued pursuant to a senior debt indenture, dated February 11, 2011, as supplemented by a supplemental indenture, to be dated as of the Closing Time (as defined herein) (collectively, the “Indenture”), between the Company and Deutsche Bank Trust Company Americas, as trustee (the “Trustee”).